Ratcliffes

Date authorised
1 April 2013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    14 Brook's Mews
    London
    London
    W1K 4DG
    UNITED KINGDOM
    Phone
    +4402076294036
    Web
    https://www.ratcliffes.com

  • Complaints Contact

    14 Brook's Mews
    London
    London
    W1K 4DG
    UNITED KINGDOM
    Phone
    +4402076294036

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Ratcliffe

    IRN AHR01024

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 7 Mar 2022)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)
  • Malcolm Oliver Brown

    IRN MOB01005

    • SMF27 Partner (9 Dec 2019 to 23 Aug 2024)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)
  • Rupert Ratcliffe

    IRN RXR00443

    • Responsible for Insurance Distribution (since 29 Nov 2024)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 29 Nov 2024)
    • SMF27 Partner (since 29 Nov 2024)

Recent activity

Updates to this firm's record on the FCA register.

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