Date authorised
3 October 2022
Companies House
04413734
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lion Court
    25 Procter Street
    London
    WC1V 6NY
    UNITED KINGDOM
    Phone
    +4407990970119
  • Complaints Contact

    Lion Court
    25 Procter Street
    London
    WC1V 6NY
    UNITED KINGDOM
    Phone
    +447990970119

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sameer Pal

    IRN SXP01169

    • [FCA CF] Client dealing (since 2 Feb 2026)
  • Shields Russell

    IRN SXR00529

    • [FCA CF] Client dealing (since 3 Feb 2025)
    • SMF1 Chief Executive (since 3 Oct 2022)
    • SMF3 Executive Director (since 3 Oct 2022)
  • Simon Harris Jackson

    IRN SHJ01007

    • [FCA CF] Client dealing (since 17 Jan 2025)
    • SMF3 Executive Director (since 3 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Oct 2022)
    • SMF16 Compliance Oversight (since 3 Oct 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.