Date authorised
1 April 2013
Companies House
04670555
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    28 Station Close
    Potters Bar
    Hertfordshire
    EN6 1TL
    UNITED KINGDOM
    Phone
    +4401707518339
  • Complaints Contact

    28 Station Close
    Potters Bar
    Hertfordshire
    EN6 1TL
    UNITED KINGDOM
    Phone
    +443448800961

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Boyter Easy

    IRN CBE01007

    • CF11 Money Laundering Reporting (9 Feb 2016 to 30 Oct 2017)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 30 Oct 2017)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Oct 2017)
  • David Andrew Watson

    IRN DAW01210

    • CF1 Director (5 Jan 2016 to 13 Mar 2017)
  • Jae Pearse

    IRN JXP02031

    • SMF3 Executive Director (9 Dec 2019 to 14 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Jul 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Feb 2021)
    • CF11 Money Laundering Reporting (2 Feb 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Feb 2018 to 30 Sep 2018)
    • CF1 Director (2 Feb 2018 to 8 Dec 2019)
  • Martin John Williams

    IRN MJW01390

    • CF1 Director (14 Jan 2005 to 30 Jun 2010)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Jun 2010)
  • Michael James Daly

    IRN MJD01289

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (11 Jan 2017 to 30 Sep 2018)
    • CF1 Director (11 Jan 2017 to 8 Dec 2019)
  • Paul Daly

    IRN PXD02012

    • SMF3 Executive Director (since 5 Mar 2021)
    • CF1 Director (3 Jul 2018 to 15 Apr 2019)
  • Scott Forrester

    IRN SXF01577

    • SMF3 Executive Director (since 12 Mar 2021)

Recent activity

Updates to this firm's record on the FCA register.

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