Date authorised
1 April 2013
Companies House
04765541
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 George Street West
    Luton
    LU1 2BJ
    UNITED KINGDOM
    Phone
    +4401582341556
  • Complaints Contact

    7 George Street West
    Luton
    LU1 2BJ
    UNITED KINGDOM
    Phone
    +4401582341556

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bikram Chand Rai

    IRN BCR01024

    • SMF3 Executive Director (9 Dec 2019 to 23 May 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 23 May 2025)
    • Responsible for Insurance Mediation (27 Jul 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (27 Jul 2005 to 31 Mar 2009)
    • CF1 Director (27 Jul 2005 to 8 Dec 2019)
  • Dale Andrew Wright

    IRN DXW00689

    • SMF3 Executive Director (since 9 May 2024)
    • Responsible for Insurance Distribution (since 9 May 2024)
    • Director of firm who is not a certification employee or a SMF manager (27 Mar 2023 to 28 Jan 2025)
  • Paul Martin Aiston

    IRN PXA01313

    • Director of firm who is not a certification employee or a SMF manager (5 Aug 2025 to 9 Sep 2025)
  • Sanjeev Rai

    IRN SXR01544

    • SMF3 Executive Director (9 Dec 2019 to 7 Feb 2024)
    • CF1 Director (27 Jul 2005 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.