Date authorised
1 April 2013
Companies House
OC368809
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    85 Great Portland Street
    London
    W1W 7LT
    UNITED KINGDOM
    Phone
    +4402072361177
  • Complaints Contact

    85 Great Portland Street
    London
    W1W 7LT
    UNITED KINGDOM
    Phone
    +4402072361177

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Share, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Share, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Charles David Blake

    IRN JCB01133

    • [FCA CF] Client dealing (30 Mar 2021 to 7 Oct 2025)
    • CF30 Customer (8 Nov 2016 to 8 Dec 2019)
  • Jonathan Bryers

    IRN JXB02272

    • CF30 Customer (6 Feb 2023 to 29 Mar 2024)
    • SMF4 (AR) Partner function (6 Feb 2023 to 29 Mar 2024)
  • Justin Piers Drummond

    IRN JPD01172

    • CF30 Customer (4 Apr 2023 to 16 Apr 2026)
  • Mustapha Kamal Omar

    IRN MXO01074

    • [FCA CF] Client dealing (since 3 Sep 2020)
  • Natalina West

    IRN NXW01161

    • CF30 Customer (2 Apr 2019 to 4 Nov 2020)
  • Philip Latham Baillieu

    IRN PLB01046

    • CF2 Non Executive Director (AR) (since 1 Jun 2022)
    • [FCA CF] Client dealing (since 30 Mar 2021)
    • SMF27 Partner (since 6 Jul 2020)
    • CF30 Customer (17 May 2016 to 8 Dec 2019)
  • Rebecca Starkings

    IRN RLH01091

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (9 Jun 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Jun 2016 to 8 Dec 2019)
  • Richard Andrew Lloyd

    IRN RAL01130

    • CF30 Customer (since 9 Jul 2020)
    • CF1 Director (AR) (since 9 Jul 2020)
    • CF3 Chief Executive (AR) (since 9 Jul 2020)
  • Sarah Cope

    IRN SXW01277

    • CF4 Partner (AR) (since 24 May 2022)
    • CF30 Customer (since 24 May 2022)
  • Sebastian Godfrey Michael Wykeham

    IRN SGW01040

    • CF30 Customer (since 17 Apr 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.