This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

R T Financial Planners Ltd

Watch for changes

FRN: 408235

Watch for changes

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Dylan Hugh Jenkins
IRN DHJ00001
- (6)Employed By (17 Feb 2005 to 13 Oct 2010)
Geoffrey Stuart Pollock
IRN GSP00003
- (1)Employed By (11 Nov 2004 to 13 Oct 2010)
Jackie Greenwood
IRN JXG00034
- (5)Employed By (11 Nov 2004 to 13 Oct 2010)
Mathew Ivor Morris
IRN MIM00004
- (3)Employed By (2 Dec 2005 to 31 Dec 2007)
Peter Rodger
IRN PXR00005
- (2)Employed By (11 Nov 2004 to 21 Jul 2008)
Roderick Anthony Holliman
IRN RAH01172
- (4)Employed By (11 Oct 2004 to 13 Oct 2010)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.