Date authorised
9 March 2020
Companies House
08172235
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Flat 1
    4 Regents Park
    Exeter
    Devon
    EX1 2NU
    UNITED KINGDOM
    Phone
    +4401392271715
  • Complaints Contact

    Flat 1
    4 Regents Park
    Exeter
    Devon
    EX1 2NU
    UNITED KINGDOM
    Phone
    +4401392271715

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Cockram

    IRN PXC02409

    • Responsible for Insurance Distribution (since 10 Mar 2020)
    • SMF3 Executive Director (since 10 Mar 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.