Date authorised
1 April 2013
Companies House
05183982
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    41 Fourth Avenue
    Watford
    Herts
    WD25 9QB
    UNITED KINGDOM
    Phone
    +4408454704818
  • Complaints Contact

    41 Fourth Avenue
    Watford
    Herts
    WD25 9QB
    UNITED KINGDOM
    Phone
    +441923662812

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicola Jane Ferguson

    IRN NJF01075

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 12 May 2022)
    • SMF3 Executive Director (9 Dec 2019 to 29 Apr 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 29 Apr 2022)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF2 Non Executive Director (14 Jan 2005 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.