QUILTER WEALTH LIMITED

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joanna Kennedy

  IRN JXK00086

  • [FCA CF] Client dealing (1 Sep 2020 to 25 Feb 2022)
  • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 25 Feb 2022)
• Joanne Kirby

  IRN JXK01606

  • CF4 Partner (AR) (6 Aug 2010 to 30 Dec 2015)
• Joanne Sharon Noon

  IRN JSB00034

  • CF30 Customer (12 Dec 2011 to 19 Dec 2011)
• Joanne Storer

  IRN JXS00224

  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
  • [FCA CF] Client dealing (since 1 Sep 2020)
• Joe Prince

  IRN JXP00443

  • [FCA CF] Manager of certification employee (since 10 Jun 2021)
  • [FCA CF] Significant management (since 10 Jun 2021)
• John Alexander Draper

  IRN JAD01226

  • CF1 Director (AR) (27 May 2010 to 24 Feb 2021)
• John Alfred Rands

  IRN JAR00025

  • CF30 Customer (2 Apr 2012 to 23 Sep 2015)
  • CF1 Director (AR) (2 Apr 2012 to 9 Jun 2014)
• John Andrew Miller

  IRN JAM00057

  • CF4 Partner (AR) (26 Apr 2013 to 30 Nov 2013)
  • CF30 Customer (26 Apr 2013 to 30 Nov 2013)
• John Anthony Bruce Hurson

  IRN JAH01321

  • CF30 Customer (12 Jul 2013 to 28 Apr 2014)
• John Barry Campbell

  IRN DRC00006

  • CF4 Partner (AR) (2 Nov 2007 to 4 Nov 2010)

• Mercia Financial Planning Ltd (no longer appointed)

  FRN 664007 · Appointed 7 Jan 2015 · Until 27 Apr 2016

• Ian Shires (no longer appointed)

  FRN 532957 · Appointed 31 Oct 2014 · Until 20 Nov 2020

• Kennedy Wilde Associates LLP (no longer appointed)

  FRN 615724 · Appointed 30 Sep 2014 · Until 3 May 2019

• Property Ace Uk Ltd (no longer appointed)

  FRN 609381 · Appointed 16 Sep 2014 · Until 27 Nov 2020

• Four M Accounting Services Ltd (no longer appointed)

  FRN 534446 · Appointed 17 Jun 2014 · Until 25 Nov 2020

• Investrium Ltd (no longer appointed)

  FRN 622685 · Appointed 15 May 2014 · Until 25 Apr 2018

• DFP Wealth Management Ltd (no longer appointed)

  FRN 623153 · Appointed 12 May 2014 · Until 1 Nov 2016

• CT Finance Ltd (no longer appointed)

  FRN 591343 · Appointed 12 May 2014 · Until 8 Apr 2015

• Fundamental Planning (UK) Limited (no longer appointed)

  FRN 622579 · Appointed 2 May 2014 · Until 31 Jan 2017

• Forces Advice Ltd (no longer appointed)

  FRN 622403 · Appointed 29 Apr 2014 · Until 26 Aug 2016

No changes recorded yet.