QUILTER WEALTH LIMITED

Date authorised
1 April 2013
Companies House
04500273
Last scraped
1 day ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Life Policy, Unit, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Retail (Investment), Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Zoe Joanne Carr

    IRN ZJC01001

    • (688)CF1 Director (AR) (10 Apr 2007 to 10 Mar 2023)
  • Zoe Macleod

    IRN ZXM01166

    • (709)CF4 Partner (AR) (3 Dec 2015 to 4 Dec 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Allan Harris (no longer appointed)

    FRN 610487 · Appointed 19 Nov 2013 · Until 31 Jan 2020

  • Philip Holton (no longer appointed)

    FRN 610511 · Appointed 19 Nov 2013 · Until 26 Feb 2015

  • Ampris Limited (no longer appointed)

    FRN 610031 · Appointed 11 Nov 2013 · Until 18 Dec 2015

  • Graham Scott (no longer appointed)

    FRN 609986 · Appointed 8 Nov 2013 · Until 26 Nov 2020

  • Auto Enrolment Pensions Ltd (no longer appointed)

    FRN 609770 · Appointed 6 Nov 2013 · Until 12 Feb 2019

  • Jonathan Thompson (no longer appointed)

    FRN 609405 · Appointed 29 Oct 2013 · Until 1 Feb 2022

  • Sue Fisher (no longer appointed)

    FRN 609408 · Appointed 29 Oct 2013 · Until 4 Feb 2015

  • Colin Flatman (no longer appointed)

    FRN 609310 · Appointed 28 Oct 2013 · Until 27 Sep 2015

  • Stuart Newsome (no longer appointed)

    FRN 609316 · Appointed 28 Oct 2013 · Until 11 Aug 2015

  • Ashley Law Bromsgrove Ltd (no longer appointed)

    FRN 607985 · Appointed 24 Oct 2013 · Until 24 Mar 2023

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (425)4. Giving personal recommendations on retail investment products which are not broker funds

  2. controlled function added: (424)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  3. controlled function added: (423)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  4. controlled function added: (422)CF1 Director (AR)

  5. controlled function added: (421)Appointed representative dealing with clients for which they require qualification

  6. controlled function added: (420)CF30 Customer

  7. controlled function added: (419)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (418)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (417)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  10. controlled function added: (416)Appointed representative dealing with clients for which they require qualification

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