QUILTER WEALTH LIMITED

Date authorised
1 April 2013
Companies House
04500273
Last scraped
1 day ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Life Policy, Unit, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Retail (Investment), Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Knight

    IRN SLK00001

    • (1873)CF30 Customer (19 Oct 2015 to 7 Apr 2021)
  • Steven Murphy

    IRN SXM00104

    • (1249)CF30 Customer (30 Oct 2012 to 10 Jun 2013)
  • Steven Pritchard

    IRN SAP00016

    • (357)4. Giving personal recommendations on retail investment products which are not broker funds
    • (356)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (355)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (359)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • (360)CF1 Director (AR) (since 8 Mar 2019)
    • (358)CF30 Customer (since 8 Mar 2019)
  • Steven Raymer Reed

    IRN SRR01056

    • (475)CF30 Customer (27 Aug 2010 to 4 Aug 2011)
  • Steven Robertson Bethell

    IRN SRB00021

    • (397)CF30 Customer (1 Nov 2007 to 6 Dec 2007)
    • (398)CF21 Investment Adviser (23 Feb 2006 to 31 Oct 2007)
  • Steven Sadler

    IRN SXS02307

    • (1701)CF30 Customer (25 Jan 2010 to 26 Dec 2011)
    • (1702)CF1 Director (AR) (19 May 2008 to 26 Dec 2011)
  • Steven Simmonds

    IRN SDS01089

    • (961)CF30 Customer (4 Mar 2010 to 21 Jan 2013)
  • Steven Talbot

    IRN SXT00107

    • (1567)[FCA CF] Client dealing (1 Sep 2020 to 13 Feb 2023)
    • (1568)[FCA CF] Functions requiring qualifications (1 Sep 2020 to 13 Feb 2023)
  • Steven Tamplin

    IRN SXT00288

    • (669)CF1 Director (AR) (24 Sep 2021 to 9 Feb 2024)
  • Steven Thomas Buttercase

    IRN STB00012

    • (2052)CF30 Customer (1 May 2009 to 31 Aug 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (475)Appointed representative dealing with clients for which they require qualification

  2. controlled function added: (474)CF30 Customer

  3. controlled function added: (473)4. Giving personal recommendations on retail investment products which are not broker funds

  4. controlled function added: (472)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  5. controlled function added: (471)7. Giving personal recommendations on long-term care insurance contracts

  6. controlled function added: (470)CF1 Director (AR)

  7. controlled function added: (469)Appointed representative dealing with clients for which they require qualification

  8. controlled function added: (468)CF30 Customer

  9. controlled function added: (467)4. Giving personal recommendations on retail investment products which are not broker funds

  10. controlled function added: (466)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

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