QUILTER WEALTH LIMITED

Date authorised
1 April 2013
Companies House
04500273
Last scraped
1 day ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Life Policy, Unit, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Retail (Investment), Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sahira Karolia

    IRN SXK00130

    • (1547)[FCA CF] Manager of certification employee (1 Sep 2020 to 3 Jan 2022)
  • Sally Anne Smith

    IRN SAS01315

    • (159)CF1 Director (AR) (1 Feb 2011 to 21 Jan 2013)
  • Sally Bradley

    IRN SXB04054

    • (23)[FCA CF] Manager of certification employee (since 1 Jun 2025)
  • Sam Lyall De Zoysa

    IRN SLD01057

    • (485)CF30 Customer (26 Apr 2013 to 24 May 2013)
  • Samantha Clayton

    IRN SXC01073

    • (41)[FCA CF] Manager of certification employee (since 2 Oct 2023)
  • Samantha Jane Christopher

    IRN SXC42357

    • (20)[FCA CF] Manager of certification employee (since 8 Jan 2026)
    • (21)[FCA CF] Significant management (since 8 Jan 2026)
  • Samantha Jane Summerfield

    IRN SJR01312

    • (739)CF30 Customer (21 Aug 2012 to 8 Jun 2020)
  • Samantha Lindsay

    IRN SXL00141

    • (752)Appointed representative dealing with clients for which they require qualification (6 Mar 2023 to 1 Sep 2025)
  • Samantha Louise Baldwin

    IRN SLB01149

    • (480)CF30 Customer (16 Jan 2013 to 1 Oct 2013)
    • (481)CF1 Director (AR) (8 Oct 2008 to 1 Oct 2013)
  • Samantha Moss

    IRN SJM00135

    • (2221)[FCA CF] Manager of certification employee (1 Sep 2020 to 21 Jan 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (485)SMF10 Chair of the Risk Committee

  2. controlled function added: (484)SMF9 Chair of the Governing Body

  3. controlled function added: (483)SMF17 Money Laundering Reporting Officer (MLRO)

  4. controlled function added: (482)SMF18 Other Overall Responsibility

  5. controlled function added: (481)CF1 Director (AR)

  6. controlled function added: (480)Appointed representative dealing with clients for which they require qualification

  7. controlled function added: (479)CF30 Customer

  8. controlled function added: (478)4. Giving personal recommendations on retail investment products which are not broker funds

  9. controlled function added: (477)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  10. controlled function added: (476)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

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