Quilter Mortgage Planning Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
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- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Karan Trikha
IRN KXT01609
- (820)CF1 Director (AR) (since 21 Jun 2019)
Karann Dhingra
IRN KXD01335
- (2901)CF1 Director (AR) (26 Mar 2012 to 25 Feb 2021)
Karen Ball
IRN KXB01829
- (970)CF1 Director (AR) (21 Nov 2014 to 30 May 2019)
Karen Burner
IRN KXB01789
- (489)CF1 Director (AR) (20 Dec 2013 to 10 Oct 2015)
Karen Mitchell
IRN KXM00138
- (469)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (468)21. Advising or arranging (bringing about) equity release transactions
- (470)Appointed representative dealing with clients for which they require qualification (since 26 Nov 2020)
Karen Oldfield
IRN KXO00025
- (1673)Appointed representative dealing with clients for which they require qualification (23 Mar 2020 to 27 Aug 2021)
Karen Patricia Boucher
IRN KPB00005
- (146)CF1 Director (AR) (12 Feb 2013 to 15 Jun 2018)
Karen Pinner
IRN KXP01490
- (760)CF1 Director (AR) (30 Sep 2014 to 13 May 2021)
Karen Webb
IRN KXW00080
- (180)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (181)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
Karen Williamson
IRN KXW00070
- (1863)[FCA CF] Manager of certification employee (1 Sep 2020 to 3 Jan 2022)

Smaller firms operating under this firm's FCA authorisation.

Financial Solutions NW Ltd
FRN 413035 · Appointed 30 Oct 2006
Liam Keenan Mortgages
FRN 459174 · Appointed 26 Oct 2006
David Warnock
FRN 458800 · Appointed 19 Oct 2006
Mortgage Connections UK Limited
FRN 407627 · Appointed 13 Oct 2006
Lakeside Financial Solutions Ltd
FRN 432425 · Appointed 9 Oct 2006
Tre Monti
FRN 457626 · Appointed 25 Sep 2006
Face 2 Face Financial Services South West Limited
FRN 455145 · Appointed 26 Jul 2006
Ferris & Culverwell Financial Services Ltd
FRN 220183 · Appointed 25 Jul 2006
Richmond Hill Financial Ltd
FRN 453294 · Appointed 13 Jun 2006
Barfield Financial Advisors Ltd
FRN 451574 · Appointed 1 Jun 2006

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.