Quilter Mortgage Planning Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
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- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Karen lambert
IRN KXL01330
- (589)CF4 Partner (AR) (27 Jun 2011 to 13 Dec 2013)
Karin Alexandra Cook
IRN KAC01094
- (2658)SMF3 Executive Director (18 May 2021 to 9 Sep 2021)
- (2656)SMF24 Chief Operations (18 May 2021 to 30 Sep 2024)
- (2657)SMF7 Group Entity Senior Manager (9 Dec 2019 to 18 May 2021)
- (2660)CF1 Director (29 Aug 2019 to 8 Dec 2019)
- (2659)CF29 Significant management (15 Mar 2019 to 29 Aug 2019)
Karl Alexander Maclean
IRN KXM00145
- (1695)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Feb 2022)
Karl Anthony Guadagnini
IRN KAG00007
- (2608)CF1 Director (AR) (31 Mar 2013 to 31 Aug 2014)
Karl Asbury
IRN KXA01284
- (139)CF1 Director (AR) (15 May 2012 to 7 Jan 2015)
Karl Bartl
IRN KXB00110
- (1816)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Feb 2021)
Karl Frank Whitaker
IRN KFW01021
- (2923)CF1 Director (AR) (14 Sep 2016 to 4 Mar 2018)
Karl Higginson
IRN KXH00081
- (1737)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Apr 2021)
Karl Joel Christopher
IRN KXC00117
- (1575)Appointed representative dealing with clients for which they require qualification (23 Nov 2021 to 16 Aug 2024)
Karl Yeoman
IRN KXY01124
- (2682)Appointed representative dealing with clients for which they require qualification (10 Feb 2020 to 6 Jul 2021)
- (2683)CF1 Director (AR) (3 Feb 2020 to 6 Jul 2021)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.