QUILTER FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05506637
Last scraped
1 month ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gordon John Johnston

    IRN GXJ01171

    • CF1 Director (AR) (17 Jun 2015 to 21 Dec 2016)
  • Gordon Murray

    IRN GXM01737

    • CF30 Customer (2 Apr 2008 to 1 Apr 2010)
  • Gordon Norman Keane

    IRN GXK00152

    • Appointed representative dealing with clients for which they require qualification (12 Oct 2022 to 10 Nov 2023)
    • CF30 Customer (22 Sep 2022 to 10 Nov 2023)
  • Gordon Stewart

    IRN GDS00015

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 6 May 2020)
    • CF30 Customer (since 6 May 2020)
    • Appointed representative dealing with clients for which they require qualification (since 6 May 2020)
  • Gordon Stewart Plenderleith

    IRN GSP00008

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF22 Investment Adviser (Trainee) (7 Sep 2006 to 31 Oct 2007)
  • Gordon Stewart Surfleet

    IRN GSS01107

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Jan 2021)
    • CF30 Customer (17 May 2018 to 27 Jan 2021)
  • Gordon Stuart Hart

    IRN GSH00016

    • CF1 Director (AR) (since 15 May 2009)
    • CF30 Customer (15 May 2009 to 31 Dec 2012)
  • Gordon Thomas Main

    IRN GTM00003

    • CF30 Customer (5 Aug 2015 to 20 Oct 2017)
  • Grace Clare Akehurst

    IRN GCA01025

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Jan 2021)
    • CF30 Customer (16 Mar 2017 to 11 Jan 2021)
  • Grace Flint

    IRN GXW00014

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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