QUILTER FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05506637
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrain Mark Day

    IRN AMD00011

    • CF30 Customer (2 Jun 2008 to 8 Jun 2011)
  • Adrian Davey

    IRN AXD00040

    • CF30 Customer (14 Jul 2016 to 28 Jul 2019)
  • Adrian Hedley Barlow

    IRN AHB00015

    • Appointed representative dealing with clients for which they require qualification (1 Sep 2021 to 10 Mar 2023)
    • CF4 Partner (AR) (12 Feb 2021 to 10 Mar 2023)
    • CF30 Customer (12 Feb 2021 to 10 Mar 2023)
  • Adrian Hornett

    IRN AXH06243

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 17 Sep 2018)
  • Adrian Jaggard

    IRN AXJ01629

    • CF1 Director (AR) (4 Mar 2015 to 31 Aug 2022)
  • Adrian John Howard

    IRN AJH01678

    • CF1 Director (AR) (since 4 Jun 2025)
  • Adrian John Webb

    IRN AJW00100

    • CF30 Customer (30 Sep 2008 to 31 Dec 2012)
    • CF1 Director (AR) (30 Sep 2008 to 11 Jan 2013)
  • Adrian Malcolm Ford

    IRN AXF00083

    • [FCA CF] Functions requiring qualifications (21 Sep 2022 to 22 Nov 2023)
    • [FCA CF] Client dealing (21 Sep 2022 to 22 Nov 2023)
    • CF30 Customer (29 Apr 2014 to 25 Feb 2015)
  • Adrian Mark Critchlow

    IRN AMC01126

    • CF30 Customer (27 Sep 2016 to 14 Jul 2017)
  • Adrian Mark Keane-Munday

    IRN AMK00016

    • [FCA CF] Manager of certification employee (2 Mar 2022 to 1 Jul 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.