Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emily Kate MacPherson

    IRN EKT01003

    • CF30 Customer (1 Nov 2007 to 28 Apr 2010)
    • CF21 Investment Adviser (18 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Nov 2004 to 18 May 2005)
  • Emily Ludgate

    IRN EXL00157

    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 7 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 7 Jan 2025)
    • [FCA CF] Functions requiring qualifications (22 Nov 2022 to 9 Jan 2024)
    • [FCA CF] Client dealing (22 Nov 2022 to 9 Jan 2024)
  • Emma Cullion

    IRN EXC00061

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Sep 2021)
  • Emma Gardiner

    IRN EXG00023

    • [FCA CF] Manager of certification employee (since 12 Feb 2024)
    • [FCA CF] Manager of certification employee (1 Sep 2020 to 7 Jul 2022)
  • Emma Judith Jackson

    IRN EJJ01016

    • CF30 Customer (16 Nov 2007 to 17 Jan 2013)
  • Emma Raine

    IRN EXR00133

    • Appointed representative dealing with clients for which they require qualification (5 May 2022 to 6 Sep 2024)
    • CF30 Customer (8 Apr 2022 to 6 Sep 2024)
  • Emmanuel King

    IRN EXK00013

    • CF30 Customer (1 Nov 2007 to 6 Sep 2010)
    • CF21 Investment Adviser (8 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Oct 2005 to 8 Mar 2006)
  • Eric Arthur Bayford

    IRN EAB00008

    • CF30 Customer (13 Oct 2008 to 1 Oct 2019)
  • Eric Bernard Baker

    IRN EBB00002

    • CF30 Customer (1 Nov 2007 to 31 Jul 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Eric Gordon Simm

    IRN EGS00002

    • CF21 Investment Adviser (1 Dec 2001 to 16 Dec 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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