Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Allan Bruce

    IRN AXB00164

    • CF30 Customer (1 Nov 2007 to 15 Jun 2009)
    • CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Nov 2004 to 16 May 2005)
  • Allan Hargreaves

    IRN AXH00137

    • CF21 Investment Adviser (1 Dec 2001 to 16 Dec 2004)
  • Allan James Smith

    IRN AJS00077

    • CF22 Investment Adviser (Trainee) (13 Aug 2002 to 15 Dec 2004)
  • Allan MacDougall Brodie

    IRN AMB00045

    • CF30 Customer (1 Nov 2007 to 19 Aug 2010)
    • CF21 Investment Adviser (11 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Sep 2003 to 11 Mar 2004)
  • Allan McRoberts

    IRN AXM00029

    • CF30 Customer (1 Nov 2007 to 24 Sep 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Allan Michael Cruse

    IRN AMC00042

    • CF30 Customer (2 Apr 2009 to 13 Jun 2011)
  • Allan Proud

    IRN AXP00178

    • CF30 Customer (1 Nov 2007 to 5 Feb 2009)
    • CF22 Investment Adviser (Trainee) (25 Nov 2002 to 25 Nov 2002)
    • CF21 Investment Adviser (25 Nov 2002 to 31 Oct 2007)
  • Allan William Cruickshank

    IRN AWC00018

    • CF30 Customer (1 Nov 2007 to 13 Aug 2010)
    • CF21 Investment Adviser (26 Oct 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 May 2004 to 26 Oct 2004)
  • Alwyn Frances Tomlinson

    IRN AFT00008

    • CF22 Investment Adviser (Trainee) (26 Oct 2004 to 29 Dec 2004)
  • Alyn John Gary Davies

    IRN AJD00026

    • CF21 Investment Adviser (1 Dec 2005 to 31 May 2007)
    • CF22 Investment Adviser (Trainee) (6 Jun 2005 to 1 Dec 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.