Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
1 month ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lee Kelvin Barrow

    IRN LKB00004

    • CF30 Customer (27 Sep 2013 to 21 Apr 2016)
    • CF1 Director (AR) (27 Sep 2013 to 21 Apr 2016)
  • Lee Mercer

    IRN LLM00001

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (29 Aug 2012 to 8 Dec 2019)
  • Lee Stafford Smith

    IRN LSS01018

    • CF30 Customer (28 Jun 2010 to 14 Sep 2011)
  • Lee Thomas Wyllie

    IRN LTW00004

    • CF30 Customer (18 Sep 2013 to 21 Apr 2016)
    • CF1 Director (AR) (18 Sep 2013 to 21 Apr 2016)
  • Leonard Cutler

    IRN LXC00061

    • CF30 Customer (1 Nov 2007 to 16 Dec 2015)
    • CF21 Investment Adviser (31 Jan 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Nov 2004 to 31 Jan 2005)
  • Leonard Daniel Quinlan

    IRN LDQ00001

    • CF21 Investment Adviser (14 Sep 2004 to 28 Feb 2006)
    • CF22 Investment Adviser (Trainee) (17 May 2004 to 14 Sep 2004)
  • Leonardus Adriaan Deist

    IRN LXD24624

    • SMF24 Chief Operations (20 Apr 2020 to 30 Sep 2022)
  • Lesley Vitty

    IRN LXV00013

    • [FCA CF] Manager of certification employee (since 17 Jan 2024)
    • [FCA CF] Manager of certification employee (1 Sep 2020 to 7 Jul 2022)
  • Leslie Austin Hodges

    IRN LAH00001

    • CF30 Customer (1 Nov 2007 to 6 Nov 2008)
    • CF21 Investment Adviser (17 Jun 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jun 2002)
  • Leslie Brian Cade

    IRN LBC00003

    • CF21 Investment Adviser (11 Mar 2004 to 8 Jun 2007)
    • CF22 Investment Adviser (Trainee) (24 Sep 2003 to 11 Mar 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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