Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David John Eastwood

    IRN DJE00022

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Apr 2022)
    • CF4 Partner (AR) (7 Dec 2018 to 11 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 11 Apr 2022)
    • CF21 Investment Adviser (26 Jan 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Oct 2004 to 26 Jan 2005)
  • David John Eggison

    IRN DJE00023

    • CF30 Customer (8 Feb 2010 to 7 Dec 2011)
  • David John Forte

    IRN DJF00023

    • CF30 Customer (1 Nov 2007 to 13 Jan 2009)
    • CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Mar 2007 to 27 Sep 2007)
  • David John Hunt

    IRN DJH00019

    • CF30 Customer (1 Nov 2007 to 8 Sep 2010)
    • CF21 Investment Adviser (24 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Oct 2005 to 24 Apr 2006)
  • David John Noble

    IRN DJN00016

    • CF30 Customer (1 Nov 2007 to 10 Nov 2009)
    • CF21 Investment Adviser (25 Jan 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Nov 2004 to 25 Jan 2005)
  • David John Parris

    IRN DJP00086

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (8 Mar 2013 to 8 Dec 2019)
  • David John Payne

    IRN DJP00022

    • CF30 Customer (1 Nov 2007 to 30 Oct 2008)
    • CF21 Investment Adviser (20 Sep 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Jul 2004 to 20 Sep 2004)
  • David John Sanders

    IRN DJS00079

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Jan 2005 to 16 May 2005)
  • David John Sheehan

    IRN DJS00005

    • CF30 Customer (20 Apr 2009 to 9 Nov 2010)
  • David John Stoddart

    IRN DJS00167

    • CF1 Director (AR) (25 Jan 2017 to 30 Apr 2018)
    • CF30 Customer (1 Nov 2007 to 30 Apr 2018)
    • CF21 Investment Adviser (1 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Oct 2005 to 1 Dec 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.