Quilter Financial Planning Solutions Limited

Principal Place of Business

Phone

+442075625800

Web

https://www.quilter.com

Complaints Contact

Phone

+448081415077

Buy-to-Let Mortgage Advice

Buy-to-Let Mortgage Arranging

Pension Transfer Advice

For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

Equity Release Advice

For Customer, Home reversion plans

Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Advice

For Customer, Regulated mortgage contract

Authorised to Operate

Equity Release Arranging

For Customer, Home reversion plans

Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Arranging

For Customer, Regulated mortgage contract

Credit Brokering

Debt Advice

Equity Release Setup

For Customer, Home reversion plans

Mortgage Setup

For Customer, Regulated mortgage contract

Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

IRN LKB00004

• (4869)CF1 Director (AR) (27 Sep 2013 to 21 Apr 2016)
• (4868)CF30 Customer (27 Sep 2013 to 21 Apr 2016)

IRN LLM00001

• (242)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
• (243)4. Giving personal recommendations on retail investment products which are not broker funds
• (244)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• (3589)CF30 Customer (29 Aug 2012 to 8 Dec 2019)

IRN LSS01018

• (6186)CF30 Customer (28 Jun 2010 to 14 Sep 2011)

IRN LTW00004

• (4603)CF1 Director (AR) (18 Sep 2013 to 21 Apr 2016)
• (4602)CF30 Customer (18 Sep 2013 to 21 Apr 2016)

IRN LXC00061

• (2720)CF30 Customer (1 Nov 2007 to 16 Dec 2015)
• (2722)CF21 Investment Adviser (31 Jan 2005 to 31 Oct 2007)
• (2721)CF22 Investment Adviser (Trainee) (10 Nov 2004 to 31 Jan 2005)

IRN LDQ00001

• (1327)CF21 Investment Adviser (14 Sep 2004 to 28 Feb 2006)
• (1326)CF22 Investment Adviser (Trainee) (17 May 2004 to 14 Sep 2004)

IRN LXD24624

• (5223)SMF24 Chief Operations (20 Apr 2020 to 30 Sep 2022)

IRN LXV00013

• (137)[FCA CF] Manager of certification employee (since 17 Jan 2024)
• (5199)[FCA CF] Manager of certification employee (1 Sep 2020 to 7 Jul 2022)

IRN LAH00001

• (2644)CF30 Customer (1 Nov 2007 to 6 Nov 2008)
• (2646)CF21 Investment Adviser (17 Jun 2002 to 31 Oct 2007)
• (2645)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jun 2002)

IRN LBC00003

• (1990)CF21 Investment Adviser (11 Mar 2004 to 8 Jun 2007)
• (1989)CF22 Investment Adviser (Trainee) (24 Sep 2003 to 11 Mar 2004)