Quilter Financial Planning Solutions Limited

Principal Place of Business

Phone

+442075625800

Web

https://www.quilter.com

Complaints Contact

Phone

+448081415077

Buy-to-Let Mortgage Advice

Buy-to-Let Mortgage Arranging

Pension Transfer Advice

For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

Equity Release Advice

For Customer, Home reversion plans

Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Advice

For Customer, Regulated mortgage contract

Authorised to Operate

Equity Release Arranging

For Customer, Home reversion plans

Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Arranging

For Customer, Regulated mortgage contract

Credit Brokering

Debt Advice

Equity Release Setup

For Customer, Home reversion plans

Mortgage Setup

For Customer, Regulated mortgage contract

Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

IRN LBG00001

• (5552)CF21 Investment Adviser (4 Oct 2004 to 15 Dec 2004)
• (5551)CF22 Investment Adviser (Trainee) (23 Oct 2003 to 4 Oct 2004)

IRN LBP00002

• (2061)CF30 Customer (1 Nov 2007 to 20 Dec 2010)
• (2063)CF21 Investment Adviser (3 Mar 2006 to 31 Oct 2007)
• (2062)CF22 Investment Adviser (Trainee) (7 Jun 2005 to 3 Mar 2006)

IRN LBD00002

• (349)CF30 Customer (1 Nov 2007 to 31 Jan 2011)
• (351)CF21 Investment Adviser (8 Oct 2007 to 31 Oct 2007)
• (350)CF22 Investment Adviser (Trainee) (27 Apr 2007 to 8 Oct 2007)

IRN LDC01027

• (174)11. Pension transfer specialist
• (176)[FCA CF] Functions requiring qualifications (since 1 Sep 2020)
• (175)[FCA CF] Client dealing (since 1 Sep 2020)

IRN LDW01017

• (5280)CF30 Customer (1 Nov 2007 to 24 Sep 2010)
• (5282)CF21 Investment Adviser (13 Jul 2006 to 31 Oct 2007)
• (5281)CF22 Investment Adviser (Trainee) (2 Feb 2006 to 13 Jul 2006)

IRN LDN00003

• (6162)CF30 Customer (1 Nov 2007 to 3 Jun 2016)
• (6163)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

IRN LXF00031

• (4452)CF21 Investment Adviser (26 Apr 2005 to 24 Jul 2007)
• (4451)CF22 Investment Adviser (Trainee) (24 Jan 2005 to 26 Apr 2005)

IRN LXF00026

• (116)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
• (117)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)

IRN LJH00012

• (651)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
• (652)4. Giving personal recommendations on retail investment products which are not broker funds
• (654)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
• (655)CF1 Director (AR) (since 28 Jan 2016)
• (653)CF30 Customer (since 1 Nov 2007)
• (5693)CF21 Investment Adviser (17 Feb 2005 to 31 Oct 2007)
• (5692)CF22 Investment Adviser (Trainee) (9 Feb 2004 to 17 Feb 2005)

IRN LJM00021

• (5346)CF30 Customer (1 Nov 2007 to 24 Sep 2008)
• (5348)CF21 Investment Adviser (27 Sep 2005 to 31 Oct 2007)
• (5347)CF22 Investment Adviser (Trainee) (27 Apr 2005 to 27 Sep 2005)