Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kenneth Robert Deas

    IRN KRD00003

    • CF30 Customer (1 Nov 2007 to 6 Apr 2009)
    • CF21 Investment Adviser (10 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Jan 2005 to 11 Jul 2006)
  • Kenneth Robinson

    IRN KXR00043

    • CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2003)
  • Kenneth Roderick Lambden

    IRN KRL01022

    • Director of firm who is not a certification employee or a SMF manager (1 Mar 2020 to 1 Sep 2023)
  • Kenneth Symington Scott

    IRN KSS00016

    • CF30 Customer (1 Nov 2007 to 18 Jun 2008)
    • CF21 Investment Adviser (12 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Mar 2006 to 12 Jun 2006)
  • Kenneth Walker Nairn

    IRN KWN00001

    • CF30 Customer (1 Nov 2007 to 9 Nov 2011)
    • CF21 Investment Adviser (26 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 May 2005 to 26 Sep 2005)
  • Kenny John Gahagan

    IRN KJG00028

    • CF30 Customer (20 Oct 2009 to 31 Dec 2011)
  • Kerry Jane Jones

    IRN KJL01067

    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 1 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
  • Kerry Moll

    IRN KXM00121

    • [FCA CF] Significant management (1 Sep 2020 to 2 Sep 2020)
  • Kevan Stuart Trevor Silverthorne

    IRN KSS00011

    • CF21 Investment Adviser (2 Aug 2002 to 30 Aug 2004)
    • CF22 Investment Adviser (Trainee) (5 Feb 2002 to 2 Aug 2002)
  • Kevin Ashley Christopher Brown

    IRN KAB00014

    • CF21 Investment Adviser (30 Sep 2004 to 30 Nov 2005)
    • CF22 Investment Adviser (Trainee) (26 Mar 2004 to 30 Sep 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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