Quilter Financial Planning Solutions Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charlotte Louise Graham

  IRN CLG01032

  • CF21 Investment Adviser (13 Jul 2006 to 31 Dec 2006)
  • CF22 Investment Adviser (Trainee) (17 May 2006 to 14 Jul 2006)
• Charlotte Louise Sleigh

  IRN CLW00001

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 May 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Dec 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (25 Jun 2004 to 3 Dec 2004)
• Choon Nee Collier

  IRN NXC00039

  • CF30 Customer (1 Nov 2007 to 4 Jul 2012)
  • CF21 Investment Adviser (18 Mar 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (14 Oct 2004 to 18 Mar 2005)
• Chris Carter Bown

  IRN CRC00010

  • CF21 Investment Adviser (2 Oct 2003 to 31 Dec 2005)
  • CF22 Investment Adviser (Trainee) (30 Aug 2002 to 2 Oct 2003)
• Chris Lynch

  IRN CXL00039

  • CF30 Customer (1 Nov 2007 to 30 Jul 2012)
  • CF21 Investment Adviser (21 Feb 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (31 Oct 2005 to 21 Feb 2006)
• Chris Mansfield

  IRN CXM00066

  • CF30 Customer (1 Nov 2007 to 20 Dec 2010)
  • CF22 Investment Adviser (Trainee) (13 Nov 2002 to 13 Nov 2002)
  • CF21 Investment Adviser (13 Nov 2002 to 31 Oct 2007)
• Christine Hope

  IRN CXH00140

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jul 2003)
• Christine Huckerby

  IRN CXH00096

  • CF30 Customer (1 Nov 2007 to 2 Apr 2009)
  • CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (10 Dec 2004 to 16 May 2005)
• Christoper Roy Jardine

  IRN CRJ00004

  • CF30 Customer (1 Nov 2007 to 15 Sep 2010)
  • CF21 Investment Adviser (10 Dec 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (22 Jul 2004 to 10 Dec 2004)
• Christopher Alan John Leavy

  IRN CAM00051

  • CF30 Customer (1 Nov 2007 to 5 Apr 2011)
  • CF21 Investment Adviser (11 Jan 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (16 Oct 2004 to 11 Jan 2005)

• Carter Dinneen Financial Services (no longer appointed)

  FRN 200453 · Appointed 28 Jul 2000 · Until 28 Feb 2002

• Alan Price and Associates (no longer appointed)

  FRN 179557 · Appointed 28 Jul 2000 · Until 28 Feb 2002

• Douglas and Rolls Partnership (no longer appointed)

  FRN 192706 · Appointed 21 Jul 2000 · Until 28 Feb 2002

• David Charles Financial Services (no longer appointed)

  FRN 193158 · Appointed 18 Jul 2000 · Until 28 Feb 2002

• Loring Walls Financial Services (no longer appointed)

  FRN 192526 · Appointed 17 Jul 2000 · Until 28 Feb 2002

• Lifetime Financial Management Associates (no longer appointed)

  FRN 193157 · Appointed 17 Jul 2000 · Until 28 Feb 2002

• All Finanz Co Ltd (no longer appointed)

  FRN 192364 · Appointed 12 Jul 2000 · Until 28 Feb 2002

• Trevor Jolly Associates (no longer appointed)

  FRN 155779 · Appointed 12 Jul 2000 · Until 28 Feb 2002

• Wychwood Financial Services (no longer appointed)

  FRN 192363 · Appointed 11 Jul 2000 · Until 28 Feb 2002

• Advice Wizards (no longer appointed)

  FRN 192314 · Appointed 10 Jul 2000 · Until 28 Feb 2002

No changes recorded yet.