Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin John Pinder

    IRN MJP01237

    • (2521)CF30 Customer (1 Nov 2007 to 19 Dec 2011)
    • (2523)CF21 Investment Adviser (28 Oct 2003 to 31 Oct 2007)
    • (2522)CF22 Investment Adviser (Trainee) (25 Apr 2003 to 28 Oct 2003)
  • Martin John Pryor

    IRN MJP00083

    • (5713)CF30 Customer (1 Nov 2007 to 9 Nov 2010)
    • (5715)CF21 Investment Adviser (10 Jul 2006 to 31 Oct 2007)
    • (5714)CF22 Investment Adviser (Trainee) (7 Jun 2006 to 11 Jul 2006)
  • Martin John West

    IRN MXW00093

    • (2051)CF21 Investment Adviser (20 May 2002 to 22 Nov 2004)
    • (2050)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 May 2002)
  • Martin Joseph Herman

    IRN MJH00104

    • (2569)CF21 Investment Adviser (26 Apr 2005 to 24 Sep 2007)
    • (2568)CF22 Investment Adviser (Trainee) (3 Dec 2004 to 26 Apr 2005)
  • Martin Lott

    IRN MXL00079

    • (4827)CF30 Customer (1 Nov 2007 to 24 Jun 2010)
    • (4829)CF21 Investment Adviser (28 Nov 2006 to 31 Oct 2007)
    • (4828)CF22 Investment Adviser (Trainee) (18 Jul 2006 to 28 Nov 2006)
  • Martin Neville Pain

    IRN MNP00003

    • (155)CF30 Customer (1 Nov 2007 to 16 Dec 2010)
    • (157)CF21 Investment Adviser (15 Jun 2005 to 31 Oct 2007)
    • (156)CF22 Investment Adviser (Trainee) (22 Mar 2005 to 15 Jun 2005)
  • Martin Norman Stewart

    IRN MNS00005

    • (5914)CF30 Customer (1 Nov 2007 to 16 May 2011)
    • (5916)CF21 Investment Adviser (16 Aug 2004 to 31 Oct 2007)
    • (5915)CF22 Investment Adviser (Trainee) (22 Mar 2004 to 16 Aug 2004)
  • Martin Paul Inwood

    IRN MXI00003

    • (3912)CF30 Customer (1 Nov 2007 to 13 Jun 2008)
    • (3914)CF21 Investment Adviser (9 Jun 2003 to 31 Oct 2007)
    • (3913)CF22 Investment Adviser (Trainee) (25 Mar 2003 to 9 Jun 2003)
  • Martin Peter Gee

    IRN MPG00013

    • (76)CF30 Customer (1 Nov 2007 to 27 Apr 2010)
    • (78)CF21 Investment Adviser (7 Sep 2005 to 31 Oct 2007)
    • (77)CF22 Investment Adviser (Trainee) (28 Jun 2005 to 7 Sep 2005)
  • Martin Richard Blackman

    IRN MRB00027

    • (6347)CF30 Customer (30 Dec 2008 to 5 Feb 2013)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Ascenbury Loure

  2. trading name added: Arthur G Davis & Co

  3. trading name added: Arkinson Mortgage and Investment Solutions

  4. trading name added: Arghans Independent Financial Advice

  5. trading name added: Argent Bentley

  6. trading name added: ARC Wealth Management

  7. trading name added: Aquarius Financial Services

  8. trading name added: Appleby Independent Financial Advisers

  9. trading name added: AZ Financial

  10. trading name added: Avocet Financial Management

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