Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Okechukwu Iheanacho

    IRN MOI00001

    • (3430)CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • (3432)CF21 Investment Adviser (27 Dec 2006 to 31 Oct 2007)
    • (3431)CF22 Investment Adviser (Trainee) (21 Sep 2006 to 27 Dec 2006)
  • Mark Oscar Satchel

    IRN MOS01018

    • (721)SMF2 Chief Finance (since 14 Sep 2023)
    • (6445)SMF7 Group Entity Senior Manager (9 Dec 2019 to 13 Sep 2023)
    • (6447)CF1 Director (28 Feb 2019 to 8 Dec 2019)
    • (6446)CF2 Non Executive Director (15 Jul 2016 to 28 Feb 2019)
  • Mark Parks

    IRN MXP00057

    • (5631)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (5633)CF21 Investment Adviser (3 Sep 2004 to 31 Oct 2007)
    • (5632)CF22 Investment Adviser (Trainee) (2 Jan 2004 to 3 Sep 2004)
  • Mark Pepperell

    IRN MAP00017

    • (5503)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Jun 2021)
    • (5502)CF30 Customer (14 Jul 2009 to 8 Dec 2019)
  • Mark Peter Trodden

    IRN MPT00010

    • (4901)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • (4902)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Mark Phillips

    IRN MXP00096

    • (3459)CF30 Customer (1 Nov 2007 to 8 Oct 2009)
    • (3461)CF21 Investment Adviser (17 Nov 2005 to 31 Oct 2007)
    • (3460)CF22 Investment Adviser (Trainee) (1 Jul 2005 to 17 Nov 2005)
  • Mark Price

    IRN MAP00056

    • (3543)CF30 Customer (19 Aug 2008 to 8 Dec 2019)
  • Mark Pugh

    IRN MWP00018

    • (4129)CF30 Customer (1 Nov 2007 to 29 Jan 2013)
    • (4131)CF21 Investment Adviser (17 Jun 2005 to 31 Oct 2007)
    • (4130)CF22 Investment Adviser (Trainee) (16 Oct 2004 to 17 Jun 2005)
  • Mark Ralph

    IRN MXR01338

    • (4198)CF30 Customer (19 Nov 2007 to 12 Dec 2007)
  • Mark Richard Hynes

    IRN MRH00053

    • (5287)CF22 Investment Adviser (Trainee) (23 Oct 2006 to 24 Jul 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Ascenbury Loure

  2. trading name added: Arthur G Davis & Co

  3. trading name added: Arkinson Mortgage and Investment Solutions

  4. trading name added: Arghans Independent Financial Advice

  5. trading name added: Argent Bentley

  6. trading name added: ARC Wealth Management

  7. trading name added: Aquarius Financial Services

  8. trading name added: Appleby Independent Financial Advisers

  9. trading name added: AZ Financial

  10. trading name added: Avocet Financial Management

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