Quilter Financial Planning Solutions Limited

FRN: 184591
Date authorised: 1 April 2013
Companies House: 03276760
Last scraped: 3 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Senator House

85 Queen Victoria Street

London

EC4V 4AB

UNITED KINGDOM

Phone

+442075625800

Web

https://www.quilter.com
Complaints Contact

Quilter Financial Planning Complaints Department

Sunderland

SR43 4JR

UNITED KINGDOM

Phone

+448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice

For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Equity Release Advice

For Customer, Home reversion plans
Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Equity Release Arranging

For Customer, Home reversion plans
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Equity Release Setup

For Customer, Home reversion plans
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Martyn Antony Gill
IRN MAG00039
- (6032)CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- (6033)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Martyn Davey
IRN MXD00181
- (4494)CF30 Customer (30 Oct 2009 to 4 Jun 2010)
Martyn Laurence Ludlow
IRN MLL00001
- (1696)CF30 Customer (1 Nov 2007 to 30 Dec 2010)
- (1698)CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
- (1697)CF22 Investment Adviser (Trainee) (28 Mar 2006 to 1 Aug 2006)
Martyn MacKenzie Boath
IRN MMB00012
- (724)CF21 Investment Adviser (21 May 2002 to 15 Dec 2004)
- (723)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 May 2002)
Martyn Robb
IRN MXR00090
- (2895)CF30 Customer (1 Nov 2007 to 15 Jul 2010)
- (2897)CF21 Investment Adviser (11 Jul 2005 to 31 Oct 2007)
- (2896)CF22 Investment Adviser (Trainee) (6 Jan 2005 to 11 Jul 2005)
Martyn Robert Barnes
IRN MRB00056
- (5258)CF30 Customer (1 Nov 2007 to 22 Sep 2010)
- (5260)CF21 Investment Adviser (11 Aug 2004 to 31 Oct 2007)
- (5259)CF22 Investment Adviser (Trainee) (14 Nov 2002 to 11 Aug 2004)
Martyn Terence Gregory
IRN MTG00010
- (6324)CF30 Customer (18 Aug 2009 to 21 Feb 2013)
Mary Catherine Bowden
IRN MCB00047
- (665)CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- (666)CF22 Investment Adviser (Trainee) (4 Dec 2006 to 31 Oct 2007)
Marylyn Biggerstaff Melbourne
IRN MXM00043
- (6141)CF30 Customer (1 Nov 2007 to 18 Feb 2013)
- (6143)CF21 Investment Adviser (26 Jul 2002 to 31 Oct 2007)
- (6142)CF22 Investment Adviser (Trainee) (1 Feb 2002 to 8 Mar 2002)
Mathew John Rowbotham
IRN MJR01345
- (3104)CF30 Customer (1 Nov 2007 to 19 Nov 2009)
- (3105)CF22 Investment Adviser (Trainee) (21 Aug 2007 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Insight Financial Services (no longer appointed)
FRN 195664 · Appointed 26 Apr 2001 · Until 9 Jun 2003
Square One Solutions Ltd (no longer appointed)
FRN 195705 · Appointed 10 Apr 2001 · Until 28 Feb 2002
Midlands Insurance Services (no longer appointed)
FRN 195502 · Appointed 30 Mar 2001 · Until 28 Feb 2002
Thomas Harvey IFA (no longer appointed)
FRN 194917 · Appointed 5 Feb 2001 · Until 19 Feb 2002
Miller Nairn Goldberg (no longer appointed)
FRN 194290 · Appointed 4 Dec 2000 · Until 28 Feb 2002
Momentous Edge (no longer appointed)
FRN 194289 · Appointed 1 Dec 2000 · Until 28 Feb 2002
Peak Mortgage & Investment Services (no longer appointed)
FRN 159755 · Appointed 22 Oct 2000 · Until 28 Feb 2002
Exley Oldroyd Financial Partnership (no longer appointed)
FRN 193124 · Appointed 29 Sep 2000 · Until 28 Feb 2002
Alexander Knight (no longer appointed)
FRN 193041 · Appointed 14 Sep 2000 · Until 28 Feb 2002
Westlea Independent Financial Advisors (no longer appointed)
FRN 193040 · Appointed 12 Sep 2000 · Until 8 Feb 2002

Recent activity

Updates to this firm's record on the FCA register.

3 days ago
trading name added: Anderson MacPhie Financial Services
3 days ago
trading name added: Anderson Financial Services
3 days ago
trading name added: Analytical Solutions
3 days ago
trading name added: AMG Independent Financial Solutions
3 days ago
trading name added: AMG Independent Financial Services
3 days ago
trading name added: AMG Financial Services
3 days ago
trading name added: Always Independent Financial Solutions
3 days ago
trading name added: Altogether Ethical
3 days ago
trading name added: Alpha Financial Planning and Wealth Management
3 days ago
trading name added: Apple Financial Services

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.