Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
5 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael David Legassick

    IRN MDL00025

    • (6015)CF30 Customer (1 Nov 2007 to 18 Sep 2012)
    • (6017)CF21 Investment Adviser (24 May 2005 to 31 Oct 2007)
    • (6016)CF22 Investment Adviser (Trainee) (14 Jan 2005 to 24 May 2005)
  • Michael David Noble

    IRN MDN01014

    • (1234)CF30 Customer (19 Jan 2010 to 15 Jul 2011)
  • Michael Davies

    IRN MWD00021

    • (4656)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (4657)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Michael Davison

    IRN MXD00037

    • (6310)CF22 Investment Adviser (Trainee) (15 Jul 2004 to 31 Oct 2006)
  • Michael Douglas Robertson Dunigan

    IRN MDD00011

    • (2480)CF30 Customer (30 Dec 2008 to 22 Nov 2010)
  • Michael Edwin Harwood

    IRN MEH00025

    • (5255)CF30 Customer (15 Apr 2013 to 8 Dec 2019)
  • Michael Frank Bibb

    IRN MFB00020

    • (3966)CF1 Director (AR) (31 Jan 2018 to 10 Nov 2019)
    • (3963)CF30 Customer (1 Nov 2007 to 10 Nov 2019)
    • (3965)CF21 Investment Adviser (13 Aug 2007 to 31 Oct 2007)
    • (3964)CF22 Investment Adviser (Trainee) (3 Apr 2007 to 13 Aug 2007)
  • Michael Gary Woollard

    IRN MGW01092

    • (3086)CF30 Customer (19 Jun 2012 to 8 Dec 2019)
  • Michael George James Marsh

    IRN MXM00167

    • (741)CF22 Investment Adviser (Trainee) (25 Apr 2002 to 1 Mar 2004)
  • Michael Gerard Dieu

    IRN MGD00002

    • (752)CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Anderson MacPhie Financial Services

  2. trading name added: Anderson Financial Services

  3. trading name added: Analytical Solutions

  4. trading name added: AMG Independent Financial Solutions

  5. trading name added: AMG Independent Financial Services

  6. trading name added: AMG Financial Services

  7. trading name added: Always Independent Financial Solutions

  8. trading name added: Altogether Ethical

  9. trading name added: Alpha Financial Planning and Wealth Management

  10. trading name added: Apple Financial Services

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