Quilter Financial Planning Solutions Limited

Principal Place of Business

Phone

+442075625800

Web

https://www.quilter.com

Complaints Contact

Phone

+448081415077

Buy-to-Let Mortgage Advice

Buy-to-Let Mortgage Arranging

Pension Transfer Advice

For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

Equity Release Advice

For Customer, Home reversion plans

Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Advice

For Customer, Regulated mortgage contract

Authorised to Operate

Equity Release Arranging

For Customer, Home reversion plans

Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Arranging

For Customer, Regulated mortgage contract

Credit Brokering

Debt Advice

Equity Release Setup

For Customer, Home reversion plans

Mortgage Setup

For Customer, Regulated mortgage contract

Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

IRN MXR00076

• (408)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
• (409)4. Giving personal recommendations on retail investment products which are not broker funds
• (410)[FCA CF] Client dealing (since 9 Jan 2024)
• (411)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• (4811)Appointed representative dealing with clients for which they require qualification (25 Feb 2022 to 9 Jan 2024)
• (4810)CF30 Customer (6 Aug 2008 to 8 Dec 2019)

IRN MSB00019

• (1658)CF30 Customer (1 Nov 2007 to 31 Dec 2009)
• (1660)CF21 Investment Adviser (15 Feb 2007 to 31 Oct 2007)
• (1659)CF22 Investment Adviser (Trainee) (14 Aug 2006 to 15 Feb 2007)

IRN MXT00088

• (782)CF30 Customer (1 Nov 2007 to 21 Jan 2019)
• (783)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

IRN MLW00002

• (2974)CF30 Customer (1 Nov 2007 to 15 Jul 2014)
• (2976)CF21 Investment Adviser (24 Aug 2007 to 31 Oct 2007)
• (2975)CF22 Investment Adviser (Trainee) (15 May 2007 to 24 Aug 2007)

IRN MXH00177

• (4518)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Apr 2022)
• (4517)CF30 Customer (26 Feb 2009 to 8 Dec 2019)

IRN TXF00017

• (1898)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
• (1900)CF21 Investment Adviser (17 Feb 2005 to 31 Oct 2007)
• (1899)CF22 Investment Adviser (Trainee) (10 Sep 2003 to 17 Feb 2005)

IRN MXD01333

• (1180)CF30 Customer (28 Jan 2008 to 8 Oct 2012)

IRN MAB00086

• (4642)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Apr 2022)
• (4639)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
• (4641)CF21 Investment Adviser (31 Jan 2007 to 31 Oct 2007)
• (4640)CF22 Investment Adviser (Trainee) (13 Sep 2006 to 31 Jan 2007)

IRN MAW00030

• (2506)CF30 Customer (1 Nov 2007 to 25 Nov 2010)
• (2508)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• (2507)CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)

IRN MAP00034

• (2524)CF30 Customer (25 Aug 2009 to 31 Dec 2012)
• (2526)CF21 Investment Adviser (21 Oct 2004 to 21 Aug 2007)
• (2525)CF22 Investment Adviser (Trainee) (21 Apr 2004 to 21 Oct 2004)