Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
2 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark John David Trehorn

    IRN MXT00014

    • (1357)CF30 Customer (26 Jul 2010 to 31 Dec 2012)
  • Mark John Ellis

    IRN MJE00001

    • (3516)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Apr 2022)
    • (3513)CF30 Customer (1 Nov 2007 to 29 Apr 2022)
    • (3515)CF21 Investment Adviser (26 Apr 2005 to 31 Oct 2007)
    • (3514)CF22 Investment Adviser (Trainee) (26 Nov 2004 to 26 Apr 2005)
  • Mark John Lewington

    IRN MJL00052

    • (4556)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • (4557)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Mark John Reynolds

    IRN MJR00032

    • (3339)CF30 Customer (1 Nov 2007 to 21 Sep 2012)
    • (3341)CF21 Investment Adviser (1 Feb 2005 to 31 Oct 2007)
    • (3340)CF22 Investment Adviser (Trainee) (3 Sep 2004 to 1 Feb 2005)
  • Mark Jones

    IRN MXJ00070

    • (123)[FCA CF] Manager of certification employee (since 1 Dec 2023)
    • (5180)[FCA CF] Functions requiring qualifications (1 Sep 2020 to 1 Dec 2023)
    • (5179)[FCA CF] Client dealing (1 Sep 2020 to 1 Dec 2023)
  • Mark Justin Eliot

    IRN MJE00029

    • (651)CF21 Investment Adviser (29 Sep 2003 to 31 Jul 2004)
    • (650)CF22 Investment Adviser (Trainee) (24 Jun 2002 to 29 Sep 2003)
  • Mark Kearnan

    IRN MXK00085

    • (287)CF30 Customer (1 Nov 2007 to 12 May 2011)
    • (289)CF21 Investment Adviser (30 Jan 2006 to 31 Oct 2007)
    • (288)CF22 Investment Adviser (Trainee) (28 Oct 2005 to 30 Jan 2006)
  • Mark Lewcock

    IRN MDL00017

    • (4679)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Dec 2021)
    • (4677)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (4678)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Mark Lyden Imlah

    IRN MLI00001

    • (3633)Appointed representative dealing with clients for which they require qualification (5 Oct 2021 to 11 Apr 2023)
    • (3630)CF30 Customer (29 Sep 2021 to 11 Apr 2023)
    • (3634)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Apr 2023)
    • (3632)CF21 Investment Adviser (22 Jan 2004 to 31 Oct 2007)
    • (3631)CF22 Investment Adviser (Trainee) (1 Oct 2003 to 22 Jan 2004)
  • Mark Mahendra Pattanshetti

    IRN MMP00002

    • (4993)CF30 Customer (7 Jan 2010 to 2 Apr 2013)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: AdamJamesMortgages & Financial Services

  2. trading name added: AdamJamesMortgages

  3. trading name added: AdamJames Financial Solutions

  4. trading name added: Ad Valorem Lifetime Planning

  5. trading name added: Adrian Woodford and Co

  6. trading name added: ADL Financial

  7. trading name added: Addison House Independent Financial Services

  8. trading name added: Adams Financial Services

  9. trading name added: AIM Financial Planning

  10. trading name added: Aerarium

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