Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Wakefield

    IRN MXW00058

    • (6091)CF21 Investment Adviser (16 Apr 2002 to 31 Dec 2006)
    • (6090)CF22 Investment Adviser (Trainee) (1 Jan 2002 to 16 Apr 2002)
  • Mark William Dallas

    IRN MWD00026

    • (3482)[FCA CF] Significant management (1 Sep 2020 to 9 Dec 2021)
  • Mark Winrow

    IRN MXW00080

    • (184)CF30 Customer (1 Nov 2007 to 23 Jul 2013)
    • (186)CF21 Investment Adviser (31 Aug 2005 to 31 Oct 2007)
    • (185)CF22 Investment Adviser (Trainee) (27 Jun 2005 to 31 Aug 2005)
  • Markas Gilmartin

    IRN MAG00018

    • (3123)CF30 Customer (8 Mar 2010 to 31 Dec 2011)
  • Martin Adams

    IRN MXA00005

    • (772)CF30 Customer (1 Nov 2007 to 5 Jul 2012)
    • (774)CF21 Investment Adviser (16 Feb 2005 to 31 Oct 2007)
    • (773)CF22 Investment Adviser (Trainee) (26 Aug 2004 to 16 Feb 2005)
  • Martin Amos Harris

    IRN MAH00084

    • (3699)CF30 Customer (27 Mar 2009 to 8 Dec 2019)
  • Martin Andrew Tidmarsh

    IRN MAT00022

    • (2790)CF22 Investment Adviser (Trainee) (27 Dec 2002 to 16 Dec 2004)
  • Martin Anthony Brown

    IRN MAB01238

    • (6543)CF30 Customer (1 Nov 2007 to 1 Oct 2012)
    • (6545)CF21 Investment Adviser (24 Aug 2005 to 31 Oct 2007)
    • (6544)CF22 Investment Adviser (Trainee) (19 Aug 2003 to 24 Aug 2005)
  • Martin Anthony O'Brien

    IRN MAO00017

    • (4335)CF30 Customer (1 Nov 2007 to 22 Jul 2009)
    • (4337)CF21 Investment Adviser (8 Feb 2005 to 31 Oct 2007)
    • (4336)CF22 Investment Adviser (Trainee) (15 Nov 2004 to 8 Feb 2005)
  • Martin Aodh McGrath

    IRN MAM00033

    • (4791)CF21 Investment Adviser (9 Mar 2006 to 7 May 2007)
    • (4790)CF22 Investment Adviser (Trainee) (6 Dec 2005 to 9 Mar 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Acorn Financial

  2. trading name added: Ackroyd Financial Solutions

  3. trading name added: Acer Investments

  4. trading name added: Accessible Financial Solutions

  5. trading name added: Access Financial Solution

  6. trading name added: Ad Valorem Financial Planning

  7. trading name added: ACT Financial Services

  8. trading name added: Acornoak Investment Consultants

  9. trading name added: Acorn Investments

  10. trading name added: Acorn Financial Planning

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