Quantum Wealth Management Ltd

• Principal Place of Business

  Hammerain House

  Hookstone Avenue

  Harrogate

  North Yorkshire

  HG2 8ER

  UNITED KINGDOM

  Phone

  +441423876336

  Web

  https://www.quantumwealthmanagement.com

• Complaints Contact

  Hammerain House

  Hookstone Avenue

  Harrogate

  North Yorkshire

  HG2 8ER

  UNITED KINGDOM

  Phone

  +441423876336

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Colin Nigel White

  IRN CNW00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 8 Jun 2020)
  • CF30 Customer (since 4 Jun 2019)
  • CF1 Director (AR) (since 4 Jun 2019)
• David Walker

  IRN DXW15854

  • CF1 Director (AR) (since 14 Jun 2019)
• Gursimrun Singh Duggal

  IRN GXD07762

  • CF1 Director (AR) (20 Nov 2018 to 5 Mar 2019)
• Harwin Charles Bosworth

  IRN HCB01024

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 8 Jun 2020)
  • [FCA CF] Functions requiring qualifications (since 8 Jun 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 11 Nov 2016)
  • CF1 Director (AR) (10 Jan 2018 to 19 Jun 2023)
  • Responsible for Insurance Mediation (11 Nov 2016 to 30 Sep 2018)
  • CF30 Customer (11 Nov 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (11 Nov 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (11 Nov 2016 to 8 Dec 2019)
  • CF1 Director (11 Nov 2016 to 8 Dec 2019)
• Karen Barbara Wade

  IRN KBW01025

  • CF1 Director (AR) (6 Jan 2018 to 12 Feb 2019)
• Karen Seaton

  IRN KXS15858

  • CF1 Director (AR) (since 7 Jun 2019)
• Katie Hannah Giles

  IRN KHG01011

  • CF1 Director (AR) (11 Jul 2018 to 3 Sep 2018)
• Lewis Minnock

  IRN LXM02093

  • CF1 Director (AR) (11 Jul 2018 to 3 Sep 2018)
• Mahmudul Islam

  IRN MXI01554

  • CF1 Director (AR) (8 Jan 2018 to 12 Feb 2019)

• Hallgarth Wealth Planning (Yorkshire) Ltd

  FRN 842148 · Appointed 15 May 2019

• Pawandeep Kaur Duggal (no longer appointed)

  FRN 814141 · Appointed 17 Jul 2018 · Until 5 Sep 2018

• Clear Planning Limited (no longer appointed)

  FRN 800880 · Appointed 4 Jul 2018 · Until 5 Sep 2018

• Search Your Cover LTD (no longer appointed)

  FRN 797824 · Appointed 4 Jan 2018 · Until 19 Mar 2019

No changes recorded yet.