Date authorised
1 April 2013
Companies House
03911171
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Lloyd's Avenue
    5th Floor
    London
    EC3M 5DJ
    UNITED KINGDOM
    Phone
    +4402074594804
  • Complaints Contact

    1 Lloyd's Avenue
    5th Floor
    London
    EC3M 5DJ
    UNITED KINGDOM
    Phone
    +4402074594804

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

  • Debt Advice

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • DEREK WILLIAM BROWN

    IRN DWB01139

    • CF1 Director (AR) (5 Jul 2011 to 13 Jul 2018)
  • Daniel James Broyd

    IRN DJB01418

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 11 Mar 2021)
    • CF1 Director (AR) (3 Mar 2011 to 8 Dec 2019)
  • Daniel Young

    IRN DXY01051

    • CF1 Director (AR) (13 Jan 2012 to 18 May 2016)
  • Darren Cox

    IRN DXC02147

    • CF1 Director (AR) (16 Apr 2013 to 2 May 2019)
  • David John Barlow

    IRN DJB01631

    • CF1 Director (AR) (24 Apr 2018 to 7 Oct 2019)
  • David John McKay

    IRN DJM01443

    • CF1 Director (AR) (8 Feb 2012 to 4 Dec 2012)
  • David Noble

    IRN DXN01155

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 11 Mar 2021)
    • CF1 Director (AR) (20 Mar 2013 to 11 Mar 2021)
  • David Pearson

    IRN DXP01425

    • CF1 Director (AR) (10 Jul 2013 to 11 Jul 2013)
  • David Wint

    IRN DXW00395

    • Responsible for Insurance Distribution (1 Mar 2022 to 31 Dec 2022)
    • SMF3 Executive Director (1 Mar 2022 to 31 Dec 2022)
  • Declan O'Driscoll

    IRN DXO01148

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 14 Oct 2020)
    • CF1 Director (AR) (15 Jun 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.