Date authorised
1 April 2013
Companies House
03911171
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Lloyd's Avenue
    5th Floor
    London
    EC3M 5DJ
    UNITED KINGDOM
    Phone
    +4402074594804
  • Complaints Contact

    1 Lloyd's Avenue
    5th Floor
    London
    EC3M 5DJ
    UNITED KINGDOM
    Phone
    +4402074594804

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

  • Debt Advice

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graham John Balaam

    IRN GJB01126

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 11 Mar 2021)
    • CF1 Director (AR) (15 Feb 2012 to 8 Dec 2019)
  • Grant Long

    IRN GXL01261

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 8 Feb 2021)
    • CF1 Director (AR) (28 Nov 2011 to 8 Dec 2019)
  • Gwynfor David Leslie Lewis

    IRN GDL00012

    • CF1 Director (AR) (15 Sep 2016 to 25 Jul 2017)
  • Harry Cockton

    IRN HXC01155

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 11 Mar 2021)
    • CF1 Director (AR) (29 Nov 2011 to 8 Dec 2019)
  • Howard Christopher Duncan Winward

    IRN HCW01020

    • CF1 Director (AR) (24 Sep 2010 to 15 May 2012)
  • Ian Colin Michael Gay

    IRN ICG01014

    • SMF4 (AR) Partner function (9 Dec 2019 to 19 Feb 2021)
    • CF4 Partner (AR) (27 Jul 2012 to 8 Dec 2019)
  • Ian Hampson

    IRN IXH01365

    • CF1 Director (AR) (15 Apr 2015 to 15 Mar 2017)
  • Ian Keith Bullock

    IRN IKB01018

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 11 Mar 2021)
    • CF1 Director (AR) (30 Jun 2018 to 8 Dec 2019)
  • Ian William Johnson

    IRN IWJ01007

    • CF1 Director (17 Feb 2005 to 29 Mar 2007)
    • CF13 Finance (17 Feb 2005 to 29 Mar 2007)
  • Jacqueline Verdier

    IRN JXV01189

    • CF1 Director (AR) (22 Mar 2017 to 1 Feb 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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