Date authorised
1 April 2013
Companies House
03911171
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Lloyd's Avenue
    5th Floor
    London
    EC3M 5DJ
    UNITED KINGDOM
    Phone
    +4402074594804
  • Complaints Contact

    1 Lloyd's Avenue
    5th Floor
    London
    EC3M 5DJ
    UNITED KINGDOM
    Phone
    +4402074594804

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

  • Debt Advice

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Peter Derbyshire

    IRN APD01091

    • CF1 Director (AR) (29 Mar 2011 to 16 Jan 2012)
  • Alan Davis McKeown

    IRN ADM01238

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 11 Mar 2021)
    • CF1 Director (AR) (5 Jul 2011 to 8 Dec 2019)
  • Alistair McGowan

    IRN AXM02221

    • CF1 Director (AR) (6 Jul 2011 to 3 May 2016)
  • Allan McGinness

    IRN AXM02113

    • CF1 Director (AR) (2 Feb 2012 to 16 Feb 2015)
  • Andrew Woolger

    IRN AXW01863

    • CF1 Director (AR) (15 Feb 2011 to 7 Feb 2018)
  • Anthony David Creswicke Williams

    IRN ADW01105

    • CF1 Director (AR) (16 Nov 2011 to 20 Dec 2011)
  • Arran J Bangham

    IRN AJB01518

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 3 Feb 2021)
    • CF1 Director (AR) (9 Dec 2017 to 8 Dec 2019)
  • Ashley Humphries

    IRN AXH02596

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 8 Feb 2021)
    • CF1 Director (AR) (9 Dec 2017 to 8 Dec 2019)
  • Brian Ralph Hall

    IRN BRH01037

    • CF2 Non Executive Director (14 Jan 2005 to 4 Apr 2012)
  • Bryan Lloyd

    IRN BXL01156

    • CF1 Director (AR) (8 Mar 2016 to 14 Jul 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.