QLP Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Andrea Catherine La Pietra
IRN ACL00005
- Responsible for Insurance Distribution (since 22 Jul 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
Keith John Earthrowl
IRN KJE00001
- SMF3 Executive Director (9 Dec 2019 to 7 Sep 2024)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Robert Adrian Glen Williamson
IRN RAW01169
- CF29 Significant management (1 Nov 2007 to 22 Mar 2012)
- CF17 Significant Mgt (Other Business Operations) (22 Jan 2007 to 31 Oct 2007)
Thomas Sean Davey
IRN TSD01010
- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 30 Jun 2020)
- Responsible for Insurance Mediation (13 Mar 2012 to 30 Sep 2018)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Tony George Simmonds
IRN TGS01011
- CF1 Director (14 Jan 2005 to 15 Jul 2005)
- CF3 Chief Executive (14 Jan 2005 to 15 Jul 2005)
- Responsible for Insurance Mediation (14 Jan 2005 to 15 Jul 2005)

Smaller firms operating under this firm's FCA authorisation.

Andrew Joseph Black
FRN 971763 · Appointed 11 Mar 2022
Assured Consultancy Limited (no longer appointed)
FRN 951635 · Appointed 24 May 2021 · Until 13 Sep 2022
Thomas Sean Davey (no longer appointed)
FRN 930839 · Appointed 28 Jul 2020 · Until 28 Mar 2021
Brandon Christopher Cheikh Deme (no longer appointed)
FRN 930577 · Appointed 24 Jul 2020 · Until 10 Nov 2020
Alex Ademunwi (no longer appointed)
FRN 802720 · Appointed 26 Feb 2018 · Until 9 Nov 2018
Mr Edward John O'Hara (no longer appointed)
FRN 541518 · Appointed 15 Feb 2011 · Until 1 Apr 2013

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.