Date authorised
28 February 2018
Companies House
10650346
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 30
    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +4402039277410
  • Complaints Contact

    Level 30
    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +442039274710

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Williams

    IRN DJW01276

    • CF2 Non Executive Director (AR) (since 19 Aug 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Jun 2022)
  • Elizabeth Helen Latter

    IRN EXL25780

    • CF1 Director (AR) (since 19 Aug 2025)
    • CF3 Chief Executive (AR) (since 19 Aug 2025)
    • Responsible for Insurance Distribution (since 14 Apr 2021)
    • SMF3 Executive Director (since 14 Apr 2021)
  • Jeffrey Niven Herdman

    IRN JNH01057

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 21 Feb 2020)
    • CF2 Non Executive Director (16 Jul 2019 to 8 Dec 2019)
  • Malcolm Richard Harvey

    IRN MRH01172

    • SMF1 Chief Executive (9 Dec 2019 to 5 Dec 2023)
    • SMF3 Executive Director (9 Dec 2019 to 15 Feb 2024)
    • CF3 Chief Executive (12 Nov 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 5 Dec 2023)
    • Responsible for Insurance Mediation (28 Feb 2018 to 30 Sep 2018)
    • CF1 Director (28 Feb 2018 to 8 Dec 2019)
  • Mark Travers Rhoder

    IRN MTR01024

    • CF1 Director (28 Feb 2018 to 12 Sep 2018)
  • Matthew Clark

    IRN MXC01178

    • CF1 Director (AR) (since 19 Aug 2025)
    • SMF3 Executive Director (since 30 Aug 2024)
  • Michael Samuel Keating

    IRN MSK01056

    • SMF3 Executive Director (9 Dec 2019 to 7 Jul 2020)
    • CF1 Director (17 Jul 2019 to 8 Dec 2019)
  • Peter Geoffrey Greenlees

    IRN PGG01073

    • CF1 Director (28 Feb 2018 to 3 Sep 2018)
  • Simon Arthur James Fenwick

    IRN SXF00423

    • CF1 Director (AR) (since 19 Aug 2025)
    • SMF3 Executive Director (since 19 Sep 2023)
  • Simon Joseph Cooter

    IRN SJC01391

    • CF2 Non Executive Director (AR) (since 19 Aug 2025)
    • SMF9 Chair of the Governing Body (since 14 Sep 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.