QED Financial Associates Ltd

• Principal Place of Business

  Regents Court

  St Mary's Street

  Penistone

  Sheffield

  S36 6DT

  UNITED KINGDOM

  Phone

  +4401226767787

  Web

  https://www.qedifa.co.uk

• Complaints Contact

  Regents Court

  St Mary's Street

  Penistone

  Sheffield

  S36 6DT

  UNITED KINGDOM

  Phone

  +4401226767787

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel William Pearson

  IRN DXP00651

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 21 Nov 2024)
  • [FCA CF] Client dealing (since 21 Nov 2024)
• Gary Stephen Hines

  IRN GSH00021

  • CF30 Customer (7 Apr 2015 to 18 Dec 2015)
• Greig Peter Godfrey

  IRN GPG01028

  • CF30 Customer (1 Aug 2014 to 8 Dec 2019)
• James Duffey

  IRN JXD02540

  • CF30 Customer (9 Jan 2018 to 20 Jun 2018)
• Jason John Beecroft

  IRN JJB00055

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (22 Aug 2016 to 8 Dec 2019)
• John Gummerson

  IRN JXG00079

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Nov 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Nov 2025)
  • CF30 Customer (2 Apr 2013 to 8 Dec 2019)
  • CF1 Director (2 Apr 2013 to 8 Dec 2019)
• Lee White

  IRN LXW00026

  • CF30 Customer (1 Oct 2015 to 8 Dec 2019)
• Mark Andrew Sanderson

  IRN MAS00092

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (2 Apr 2013 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Apr 2013 to 30 Sep 2018)
  • CF30 Customer (2 Apr 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Apr 2013 to 8 Dec 2019)
• Nicola Jane Wall

  IRN NJW01209

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
• Stuart Plant-Hately

  IRN SXP01700

  • CF30 Customer (2 Oct 2019 to 8 Dec 2019)

No changes recorded yet.