QDOS BROKER AND UNDERWRITING SERVICES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Crawford William Temple
IRN CWT00001
- CF1 Director (AR) (4 Dec 2007 to 19 May 2015)
Damian Anthony Scholes
IRN DAS01266
- CF1 Director (AR) (29 Mar 2007 to 29 Feb 2008)
Damian John Broughton
IRN DJB01449
- CF1 Director (AR) (16 Mar 2007 to 8 Oct 2007)
Dennis Jolly
IRN DXJ01265
- CF1 Director (AR) (13 Jun 2008 to 30 Jul 2013)
Gary Mason
IRN GXM01672
- CF1 Director (AR) (8 Mar 2007 to 1 Mar 2011)
Haydn Robert Marchant
IRN HRM01039
- CF1 Director (22 Mar 2016 to 13 Dec 2016)
JEAN MARGERET O NEILL
IRN JXO71075
- Director of firm who is not a certification employee or a SMF manager (since 1 Dec 2024)
Jack George Yerou
IRN JGY00006
- CF1 Director (AR) (10 Jul 2008 to 21 Nov 2011)
Jeremy James Butler
IRN JJB01208
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (AR) (since 13 Feb 2017)
- Responsible for Insurance Mediation (25 Jul 2016 to 30 Sep 2018)
- CF1 Director (10 Dec 2013 to 8 Dec 2019)
John Edward Harrocks
IRN JEH01218
- CF1 Director (AR) (3 Dec 2008 to 1 Oct 2010)

Smaller firms operating under this firm's FCA authorisation.

Solo Accounting Limited (no longer appointed)
FRN 482481 · Appointed 25 Apr 2008 · Until 22 Mar 2010
Solo Compliance Limited (no longer appointed)
FRN 482483 · Appointed 25 Apr 2008 · Until 22 Mar 2010
Solo Support Limited (no longer appointed)
FRN 482479 · Appointed 25 Apr 2008 · Until 22 Mar 2010
Qdos (European) Limited (no longer appointed)
FRN 482423 · Appointed 24 Apr 2008 · Until 14 Oct 2013
Scotswood Limited (no longer appointed)
FRN 475556 · Appointed 22 Nov 2007 · Until 27 May 2015
The Health & Safety People Limited (no longer appointed)
FRN 471795 · Appointed 17 Aug 2007 · Until 9 Jul 2018
Easy Employment Law Limited (no longer appointed)
FRN 471794 · Appointed 17 Aug 2007 · Until 15 Feb 2012
Allpay.Net Ltd (no longer appointed)
FRN 465470 · Appointed 19 Mar 2007 · Until 29 Feb 2008
Portman Business Consultancy Ltd (no longer appointed)
FRN 450675 · Appointed 6 Feb 2007 · Until 15 Apr 2010
Castle & Co (no longer appointed)
FRN 433144 · Appointed 6 Feb 2007 · Until 1 Mar 2011

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.