QDOS BROKER AND UNDERWRITING SERVICES LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Crawford William Temple
IRN CWT00001
- CF1 Director (AR) (4 Dec 2007 to 19 May 2015)
Damian Anthony Scholes
IRN DAS01266
- CF1 Director (AR) (29 Mar 2007 to 29 Feb 2008)
Damian John Broughton
IRN DJB01449
- CF1 Director (AR) (16 Mar 2007 to 8 Oct 2007)
Dennis Jolly
IRN DXJ01265
- CF1 Director (AR) (13 Jun 2008 to 30 Jul 2013)
Gary Mason
IRN GXM01672
- CF1 Director (AR) (8 Mar 2007 to 1 Mar 2011)
Haydn Robert Marchant
IRN HRM01039
- CF1 Director (22 Mar 2016 to 13 Dec 2016)
JEAN MARGERET O NEILL
IRN JXO71075
- Director of firm who is not a certification employee or a SMF manager (since 1 Dec 2024)
Jack George Yerou
IRN JGY00006
- CF1 Director (AR) (10 Jul 2008 to 21 Nov 2011)
Jeremy James Butler
IRN JJB01208
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (AR) (since 13 Feb 2017)
- Responsible for Insurance Mediation (25 Jul 2016 to 30 Sep 2018)
- CF1 Director (10 Dec 2013 to 8 Dec 2019)
John Edward Harrocks
IRN JEH01218
- CF1 Director (AR) (3 Dec 2008 to 1 Oct 2010)

Smaller firms operating under this firm's FCA authorisation.

Nixon Williams Ltd (no longer appointed)
FRN 503092 · Appointed 1 Jul 2009 · Until 6 Jun 2011
Orange & Gold Accountancy Ltd (no longer appointed)
FRN 494061 · Appointed 2 Jan 2009 · Until 6 Jun 2011
Derbyshire & Nottinghamshire Chamber of Commerce (no longer appointed)
FRN 488365 · Appointed 3 Nov 2008 · Until 3 Oct 2016
North Hampshire Chamber of Commerce & Industry Ltd (no longer appointed)
FRN 435791 · Appointed 21 Oct 2008 · Until 1 Oct 2010
ICPA Ltd (no longer appointed)
FRN 489522 · Appointed 1 Oct 2008 · Until 9 Jul 2018
IFA (Voice) Ltd (no longer appointed)
FRN 488355 · Appointed 2 Sep 2008 · Until 31 Oct 2011
WK5.Com Ltd (no longer appointed)
FRN 486182 · Appointed 16 Jul 2008 · Until 24 Jun 2013
ALCS Ltd (no longer appointed)
FRN 485670 · Appointed 3 Jul 2008 · Until 21 Nov 2011
Cra-Cro Limited (no longer appointed)
FRN 483807 · Appointed 27 May 2008 · Until 30 May 2014
Solo Plc (no longer appointed)
FRN 482478 · Appointed 25 Apr 2008 · Until 22 Mar 2010

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.