QDOS BROKER AND UNDERWRITING SERVICES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Kevin Howard Sewell
IRN KHS01022
- CF1 Director (AR) (19 Oct 2012 to 26 Sep 2016)
Mahin Khawaja
IRN MXK02256
- CF1 Director (AR) (12 Jun 2014 to 8 Oct 2021)
Maria Margaret Cox
IRN MMC01056
- CF1 Director (AR) (18 May 2010 to 16 Jan 2012)
Marilyn Gibson
IRN MXG02087
- CF1 Director (AR) (4 Jan 2013 to 30 May 2014)
Mark Alan Walker
IRN MAW01358
- CF1 Director (2 Feb 2016 to 10 Sep 2018)
- CF11 Money Laundering Reporting (2 Feb 2016 to 10 Sep 2018)
Mark McAllister
IRN MXM02216
- CF1 Director (AR) (9 Mar 2007 to 23 Apr 2010)
Mark Thompson
IRN MXT00486
- CF1 Director (AR) (since 19 Apr 2023)
Michael Royston King
IRN MRK01054
- CF1 Director (AR) (15 Jul 2009 to 31 Oct 2012)
Michael Steven Butchart
IRN MXB01180
- CF1 Director (AR) (3 Aug 2023 to 30 Sep 2025)
Nicholas John Palin
IRN NJP01132
- CF1 Director (AR) (8 Mar 2007 to 30 Jul 2013)

Smaller firms operating under this firm's FCA authorisation.

Vantage Protect Ltd (no longer appointed)
FRN 463447 · Appointed 5 Feb 2007 · Until 20 Apr 2010

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.