QDOS BROKER AND UNDERWRITING SERVICES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

John Hugo Hoskin
IRN JHH01103
- CF3 Chief Executive (AR) (10 Sep 2014 to 12 Apr 2017)
- CF1 Director (AR) (5 Sep 2014 to 12 Apr 2017)
John Nicholas Carlin
IRN JNC01048
- CF4 Partner (AR) (16 May 2007 to 23 Apr 2010)
Jonathan Michael Shellard
IRN JMS01386
- CF1 Director (AR) (19 Feb 2009 to 6 Jun 2011)
Jordan Jacky George Bostock
IRN JJB01209
- CF1 Director (AR) (27 Jan 2014 to 23 Jan 2017)
Julian Francis Stringer
IRN JFS01089
- CF1 Director (AR) (9 Feb 2007 to 26 Jan 2016)
- CF1 Director (1 Feb 2007 to 26 Jan 2016)
Julius Luxurious Tafura
IRN JLT01075
- CF1 Director (AR) (since 1 May 2014)
Karl Scott
IRN KXS01978
- CF1 Director (AR) (12 Aug 2014 to 30 Jun 2018)
Katharine Lewis
IRN KXL01276
- CF1 Director (AR) (10 Jul 2008 to 21 Nov 2011)
Katherine Lee Letsinger
IRN KLL01003
- Director of firm who is not a certification employee or a SMF manager (31 Mar 2021 to 31 Dec 2024)
- SMF3 Executive Director (9 Dec 2019 to 11 Feb 2020)
- CF1 Director (1 Oct 2018 to 8 Dec 2019)
Kathleen Margaret Cottrell
IRN KMC01068
- CF4 Partner (AR) (13 Mar 2007 to 26 Sep 2016)

Smaller firms operating under this firm's FCA authorisation.

Vantage Protect Ltd (no longer appointed)
FRN 463447 · Appointed 5 Feb 2007 · Until 20 Apr 2010

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.