Date authorised
6 July 1987
Companies House
01035198
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Charles Robert Harries

    IRN DCH01134

    • [FCA CF] Material risk taker (10 Dec 2018 to 31 Dec 2020)
    • [FCA CF] Significant management (10 Dec 2018 to 31 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Dec 2020)
    • CF29 Significant management (28 Aug 2013 to 9 Dec 2018)
  • David Edward Cooney

    IRN DEC01021

    • [FCA CF] Significant management (10 Dec 2018 to 31 Dec 2020)
    • CF1 Director (AR) (13 Jun 2011 to 9 Apr 2018)
    • CF28 Systems and controls (8 Jan 2008 to 4 Jan 2016)
  • David Germain

    IRN DXG15630

    • [FCA CF] Manager of certification employee (26 Apr 2022 to 31 Dec 2022)
  • David Howard Jones

    IRN DHJ32589

    • [FCA CF] Material risk taker (21 Jun 2019 to 4 Nov 2025)
    • [FCA CF] Significant management (21 Jun 2019 to 4 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (21 Jun 2019 to 4 Nov 2025)
  • David Ian Spruce

    IRN DIS01030

    • CF1 Director (AR) (4 Nov 2011 to 31 Dec 2012)
    • CF28 Systems and controls (30 Jan 2008 to 31 Dec 2012)
  • David James Winkett

    IRN DJW01169

    • SMF2 Chief Finance (10 Dec 2018 to 4 Feb 2021)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (AR) (14 Jan 2005 to 4 Feb 2021)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
  • David Mark Lang

    IRN DML01039

    • CF1 Director (AR) (14 Jan 2005 to 30 Sep 2007)
    • CF1 Director (1 Dec 2001 to 30 Sep 2007)
  • David Michael Jackson

    IRN DMJ32588

    • [FCA CF] Significant management (2 Jan 2020 to 2 Dec 2021)
  • David Roy Greaves

    IRN DRG32585

    • [FCA CF] Significant management (10 Dec 2018 to 29 Jun 2019)
  • David Scott Shears

    IRN DSS34355

    • [FCA CF] Significant management (10 Dec 2018 to 1 Sep 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.