Date authorised
1 April 2013
Companies House
01761561
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · For activities carried on in respect of life and annuities (within the meaning of paragraph 1 of Part II of Schedule 1 to the Regulated Activities Order) reinsurance contracts, the firm is limited to carrying on the regulated activity of effecting contracts of insurance and carrying out contracts of insurance in respect of life and annuity re-insurance contracts issued through the firm’s Dubai branch where, at the time the contract is entered into, the reinsured is located outside of the UK. Italicised terms shall have the meaning in the Glossary to the PRA Rulebook.
  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · For activities carried on in respect of life and annuities (within the meaning of paragraph 1 of Part II of Schedule 1 to the Regulated Activities Order) reinsurance contracts, the firm is limited to carrying on the regulated activity of effecting contracts of insurance and carrying out contracts of insurance in respect of life and annuity re-insurance contracts issued through the firm’s Dubai branch where, at the time the contract is entered into, the reinsured is located outside of the UK. Italicised terms shall have the meaning in the Glossary to the PRA Rulebook.’
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Colin Raymond O'Farrell

    IRN CRO01009

    • SMF23 Chief Underwriting Officer (10 Dec 2018 to 31 Dec 2020)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (2 Jan 2008 to 6 Mar 2016)
  • Colum Nicholas Andrea D'Auria

    IRN CND01015

    • SMF20 Chief Actuary (10 Dec 2018 to 1 Jul 2022)
    • SIMF20 Chief Actuary Function (3 Jul 2018 to 9 Dec 2018)
  • Constanza Gállegos de las Heras

    IRN CXG01536

    • CF1 Director (AR) (2 Dec 2011 to 5 Apr 2021)
  • David Andrew Constable

    IRN DAC01182

    • CF1 Director (2 Jan 2008 to 10 Mar 2010)
  • David Andrew Horton

    IRN DAH01155

    • SMF7 Group Entity Senior Manager (since 13 Oct 2021)
  • David Charles Robert Harries

    IRN DCH01134

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Dec 2020)
    • [FCA CF] Material risk taker (10 Dec 2018 to 31 Dec 2020)
    • [FCA CF] Significant management (10 Dec 2018 to 31 Dec 2020)
  • David Edward Cooney

    IRN DEC01021

    • [FCA CF] Significant management (10 Dec 2018 to 31 Dec 2020)
    • CF1 Director (AR) (11 Jun 2012 to 31 Dec 2020)
    • CF28 Systems and controls (8 Jan 2008 to 4 Jan 2016)
    • CF1 Director (30 Sep 2005 to 8 Jan 2008)
  • David Germain

    IRN DXG15630

    • [FCA CF] Manager of certification employee (26 Apr 2022 to 31 Dec 2022)
  • David Glyn Eynon

    IRN DGE01030

    • CF1 Director (5 Sep 2005 to 5 Sep 2005)
  • David Howard Jones

    IRN DHJ32589

    • [FCA CF] Significant management (21 Jun 2019 to 4 Nov 2025)
    • [FCA CF] Material risk taker (21 Jun 2019 to 4 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (21 Jun 2019 to 4 Nov 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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