Date authorised
1 April 2013
Companies House
01761561
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · For activities carried on in respect of life and annuities (within the meaning of paragraph 1 of Part II of Schedule 1 to the Regulated Activities Order) reinsurance contracts, the firm is limited to carrying on the regulated activity of effecting contracts of insurance and carrying out contracts of insurance in respect of life and annuity re-insurance contracts issued through the firm’s Dubai branch where, at the time the contract is entered into, the reinsured is located outside of the UK. Italicised terms shall have the meaning in the Glossary to the PRA Rulebook.
  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · For activities carried on in respect of life and annuities (within the meaning of paragraph 1 of Part II of Schedule 1 to the Regulated Activities Order) reinsurance contracts, the firm is limited to carrying on the regulated activity of effecting contracts of insurance and carrying out contracts of insurance in respect of life and annuity re-insurance contracts issued through the firm’s Dubai branch where, at the time the contract is entered into, the reinsured is located outside of the UK. Italicised terms shall have the meaning in the Glossary to the PRA Rulebook.’
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rebecca Anne Warburton

    IRN RAW32615

    • [FCA CF] Significant management (10 Dec 2018 to 5 Aug 2022)
  • Richard Mark Licence

    IRN RML32592

    • [FCA CF] Significant management (10 Dec 2018 to 28 Feb 2020)
  • Richard Vaughan Pryce

    IRN RXP01277

    • SMF7 Group Entity Senior Manager (18 Mar 2021 to 1 Sep 2021)
    • SMF1 Chief Executive (10 Dec 2018 to 14 Dec 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 14 Dec 2020)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • CF8 Apportionment and Oversight (29 Oct 2013 to 6 Mar 2016)
    • Responsible for Insurance Mediation (29 Oct 2013 to 30 Sep 2018)
    • CF3 Chief Executive (4 Oct 2013 to 6 Mar 2016)
    • CF2 Non Executive Director (AR) (19 Nov 2012 to 14 Dec 2020)
    • CF1 Director (1 Sep 2012 to 9 Dec 2018)
  • Robert Bailey

    IRN RXB02268

    • SMF5 Head of Internal Audit (since 8 Aug 2022)
  • Robert Bennet Marshall Johnston

    IRN RBJ01020

    • CF1 Director (14 May 2009 to 10 Mar 2010)
  • Robert Byerly

    IRN RAB32578

    • [FCA CF] Material risk taker (8 Apr 2019 to 29 Sep 2020)
    • [FCA CF] Significant management (8 Apr 2019 to 29 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 Mar 2019 to 29 Sep 2020)
  • Robert Charles Nias

    IRN RCN01021

    • [FCA CF] Significant management (10 Dec 2018 to 31 Dec 2023)
    • CF1 Director (AR) (24 May 2012 to 11 Jul 2022)
    • CF28 Systems and controls (7 Jan 2008 to 4 Jan 2016)
  • Robert Charles Stone

    IRN RCS01131

    • SMF2 Chief Finance (since 12 Dec 2022)
    • CF1 Director (AR) (since 28 Nov 2022)
    • [FCA CF] Significant management (10 Dec 2018 to 30 Jun 2019)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 30 Jun 2019)
    • CF1 Director (AR) (23 Jan 2013 to 21 Mar 2019)
  • Robert Kosova

    IRN RXK00445

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2024)
    • [FCA CF] Material risk taker (since 1 Apr 2024)
  • Roger Ball

    IRN RXB32574

    • [FCA CF] Material risk taker (10 Dec 2018 to 31 Jan 2019)
    • [FCA CF] Significant management (10 Dec 2018 to 31 Jan 2019)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Jan 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.