Date authorised
1 April 2013
Companies House
01761561
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · For activities carried on in respect of life and annuities (within the meaning of paragraph 1 of Part II of Schedule 1 to the Regulated Activities Order) reinsurance contracts, the firm is limited to carrying on the regulated activity of effecting contracts of insurance and carrying out contracts of insurance in respect of life and annuity re-insurance contracts issued through the firm’s Dubai branch where, at the time the contract is entered into, the reinsured is located outside of the UK. Italicised terms shall have the meaning in the Glossary to the PRA Rulebook.
  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · For activities carried on in respect of life and annuities (within the meaning of paragraph 1 of Part II of Schedule 1 to the Regulated Activities Order) reinsurance contracts, the firm is limited to carrying on the regulated activity of effecting contracts of insurance and carrying out contracts of insurance in respect of life and annuity re-insurance contracts issued through the firm’s Dubai branch where, at the time the contract is entered into, the reinsured is located outside of the UK. Italicised terms shall have the meaning in the Glossary to the PRA Rulebook.’
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Ian Spruce

    IRN DIS01030

    • CF1 Director (AR) (25 May 2012 to 31 Dec 2012)
    • CF28 Systems and controls (30 Jan 2008 to 31 Dec 2012)
  • David James Winkett

    IRN DJW01169

    • SMF2 Chief Finance (10 Dec 2018 to 4 Feb 2021)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (AR) (8 Feb 2005 to 4 Feb 2021)
    • CF1 Director (13 Sep 2004 to 6 Mar 2016)
  • David Michael Jackson

    IRN DMJ32588

    • [FCA CF] Significant management (2 Jan 2020 to 2 Dec 2021)
  • David Roy Greaves

    IRN DRG32585

    • [FCA CF] Significant management (10 Dec 2018 to 29 Jun 2019)
  • David Sedgwick Hall

    IRN DSH01089

    • CF29 Significant management (18 Aug 2015 to 1 Jul 2017)
    • CF1 Director (24 Nov 2014 to 18 Aug 2015)
  • David Siesko

    IRN DXS02302

    • CF1 Director (5 Feb 2013 to 30 Jun 2013)
    • CF1 Director (AR) (23 Jan 2013 to 30 Jun 2013)
  • Deborah Wood

    IRN DXW00583

    • [FCA CF] Significant management (1 Apr 2023 to 2 Apr 2023)
  • Desmond Fogarty

    IRN DXF01150

    • CF1 Director (18 Dec 2001 to 25 Nov 2004)
  • Diana Brown

    IRN DXB54203

    • [FCA CF] Significant management (1 Aug 2021 to 26 Nov 2021)
  • Dominic John Clayden

    IRN DJC01454

    • CF29 Significant management (18 Aug 2015 to 1 Sep 2016)
    • CF1 Director (6 Dec 2013 to 18 Aug 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.