Date authorised
1 April 2013
Companies House
01761561
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · For activities carried on in respect of life and annuities (within the meaning of paragraph 1 of Part II of Schedule 1 to the Regulated Activities Order) reinsurance contracts, the firm is limited to carrying on the regulated activity of effecting contracts of insurance and carrying out contracts of insurance in respect of life and annuity re-insurance contracts issued through the firm’s Dubai branch where, at the time the contract is entered into, the reinsured is located outside of the UK. Italicised terms shall have the meaning in the Glossary to the PRA Rulebook.
  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · For activities carried on in respect of life and annuities (within the meaning of paragraph 1 of Part II of Schedule 1 to the Regulated Activities Order) reinsurance contracts, the firm is limited to carrying on the regulated activity of effecting contracts of insurance and carrying out contracts of insurance in respect of life and annuity re-insurance contracts issued through the firm’s Dubai branch where, at the time the contract is entered into, the reinsured is located outside of the UK. Italicised terms shall have the meaning in the Glossary to the PRA Rulebook.’
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Walter Pomeroy

    IRN BWP01011

    • CF2 Non Executive Director (20 Jan 2006 to 30 Sep 2014)
  • Camilla Henrietta Nice

    IRN CHN34307

    • [FCA CF] Significant management (1 Apr 2019 to 31 Oct 2025)
  • Carlos Ovilo

    IRN CXO01307

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 28 Oct 2020)
    • CF1 Director (AR) (16 Sep 2016 to 8 Dec 2019)
  • Caroline Mary Dean

    IRN CXD00366

    • SMF20 Chief Actuary (20 Jan 2023 to 10 Oct 2025)
  • Catherine Ann Brown

    IRN CXB01827

    • SMF14 Senior Independent Director (since 1 Jul 2024)
  • Catherine Ruth Davidson

    IRN CRD32582

    • [FCA CF] Manager of certification employee (since 10 Dec 2018)
    • [FCA CF] Significant management (since 10 Dec 2018)
  • Cecile Fresneau

    IRN CXF01522

    • SMF3 Executive Director (since 7 Nov 2021)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 7 Apr 2021)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 7 Apr 2021)
    • [FCA CF] Significant management (10 Dec 2018 to 7 Apr 2021)
    • [FCA CF] Material risk taker (10 Dec 2018 to 7 Apr 2021)
    • CF29 Significant management (2 Jan 2018 to 9 Dec 2018)
  • Ceridwen Jane Stokoe

    IRN CXS86691

    • SMF24 Chief Operations (9 May 2023 to 31 Aug 2025)
    • [FCA CF] Significant management (9 Jan 2020 to 31 Dec 2022)
  • Charles Leonard Anthony Irby

    IRN CLI01001

    • CF28 Systems and controls (1 Jul 2009 to 31 Mar 2013)
  • Cheryl Karen Curtis

    IRN CKC01020

    • CF1 Director (5 Feb 2013 to 31 May 2015)
    • CF1 Director (AR) (1 Jun 2012 to 31 May 2015)
    • CF29 Significant management (1 Jan 2012 to 31 May 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.