Date authorised
1 April 2013
Companies House
01761561
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · For activities carried on in respect of life and annuities (within the meaning of paragraph 1 of Part II of Schedule 1 to the Regulated Activities Order) reinsurance contracts, the firm is limited to carrying on the regulated activity of effecting contracts of insurance and carrying out contracts of insurance in respect of life and annuity re-insurance contracts issued through the firm’s Dubai branch where, at the time the contract is entered into, the reinsured is located outside of the UK. Italicised terms shall have the meaning in the Glossary to the PRA Rulebook.
  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · For activities carried on in respect of life and annuities (within the meaning of paragraph 1 of Part II of Schedule 1 to the Regulated Activities Order) reinsurance contracts, the firm is limited to carrying on the regulated activity of effecting contracts of insurance and carrying out contracts of insurance in respect of life and annuity re-insurance contracts issued through the firm’s Dubai branch where, at the time the contract is entered into, the reinsured is located outside of the UK. Italicised terms shall have the meaning in the Glossary to the PRA Rulebook.’
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Ernest Grove

    IRN PEG01019

    • CF2 Non Executive Director (4 Mar 2010 to 31 Dec 2013)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Apr 2009)
    • CF1 Director (13 Sep 2004 to 4 Mar 2010)
  • Peter Gordon Burton

    IRN PGB32577

    • [FCA CF] Significant management (10 Dec 2018 to 1 Sep 2023)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 1 Sep 2023)
    • [FCA CF] Material risk taker (10 Dec 2018 to 1 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 1 Sep 2023)
  • Peter John O'Neill

    IRN PJO01065

    • CF1 Director (16 Sep 2005 to 11 Jun 2008)
  • Peter Richard Wilkins

    IRN PRW01132

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 10 Dec 2020)
  • Philip Andrew Dodridge

    IRN PAD01073

    • SIMF4 Chief Risk Function (7 Mar 2016 to 19 Dec 2016)
    • CF2 Non Executive Director (AR) (29 May 2012 to 19 Dec 2016)
    • CF1 Director (12 Sep 2005 to 6 Mar 2016)
  • Philip John May

    IRN PJM01337

    • CF1 Director (AR) (14 Jan 2005 to 19 Oct 2005)
  • Philip Vernon Olsen

    IRN PVO01001

    • CF2 Non Executive Director (22 Feb 2005 to 31 Dec 2014)
  • Piero Asso

    IRN PXA01312

    • CF1 Director (AR) (24 Nov 2006 to 31 Aug 2011)
  • Pierre Paul Joseph Leon Marie Ghislain Lefevre

    IRN PPL01007

    • SMF10 Chair of the Risk Committee (since 12 Mar 2021)
  • Rachel Knowles

    IRN RXK00109

    • [FCA CF] Significant management (1 Mar 2021 to 31 Dec 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.