Date authorised
1 April 2013
Companies House
01761561
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · For activities carried on in respect of life and annuities (within the meaning of paragraph 1 of Part II of Schedule 1 to the Regulated Activities Order) reinsurance contracts, the firm is limited to carrying on the regulated activity of effecting contracts of insurance and carrying out contracts of insurance in respect of life and annuity re-insurance contracts issued through the firm’s Dubai branch where, at the time the contract is entered into, the reinsured is located outside of the UK. Italicised terms shall have the meaning in the Glossary to the PRA Rulebook.
  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · For activities carried on in respect of life and annuities (within the meaning of paragraph 1 of Part II of Schedule 1 to the Regulated Activities Order) reinsurance contracts, the firm is limited to carrying on the regulated activity of effecting contracts of insurance and carrying out contracts of insurance in respect of life and annuity re-insurance contracts issued through the firm’s Dubai branch where, at the time the contract is entered into, the reinsured is located outside of the UK. Italicised terms shall have the meaning in the Glossary to the PRA Rulebook.’
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Ferghal O'Regan

    IRN MFO01006

    • Responsible for Insurance Mediation (18 Aug 2004 to 6 Sep 2004)
    • CF1 Director (1 Dec 2001 to 6 Sep 2004)
  • Michael William Reid

    IRN MWR32596

    • [FCA CF] Material risk taker (10 Dec 2018 to 1 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 1 Jul 2021)
    • [FCA CF] Significant management (10 Dec 2018 to 1 Jul 2021)
  • Mohinder Singh Kang

    IRN MSK01041

    • CF28 Systems and controls (8 Jan 2008 to 30 Jun 2012)
    • CF1 Director (20 Dec 2004 to 8 Jan 2008)
  • Nathan J Fuller

    IRN NJF32584

    • SMF24 Chief Operations (since 9 May 2023)
    • CF1 Director (AR) (since 3 Feb 2023)
    • [FCA CF] Significant management (10 Dec 2018 to 31 Dec 2022)
  • Neil John Purvis

    IRN NJP01182

    • SMF18 Other Overall Responsibility (10 Dec 2018 to 31 Dec 2020)
    • CF29 Significant management (19 Apr 2016 to 9 Dec 2018)
    • CF1 Director (AR) (18 Sep 2015 to 20 Jul 2016)
  • Nicholas Leyland Menear

    IRN NLM01021

    • [FCA CF] Significant management (10 Dec 2018 to 31 Dec 2019)
    • CF1 Director (AR) (25 May 2012 to 11 Dec 2013)
    • CF29 Significant management (26 Apr 2011 to 4 Jan 2016)
  • Nick Hankin

    IRN NXH12048

    • SMF23 Chief Underwriting Officer (27 Jan 2021 to 31 Mar 2026)
    • [FCA CF] Material risk taker (17 Sep 2020 to 26 Jan 2021)
    • [FCA CF] Significant management (17 Sep 2020 to 26 Jan 2021)
    • [PRA CF] Significant risk taker or Material risk taker (17 Sep 2020 to 26 Jan 2021)
  • Nicky Jane Ablett

    IRN NJA32572

    • [FCA CF] Manager of certification employee (10 Dec 2018 to 30 Nov 2023)
    • [FCA CF] Significant management (10 Dec 2018 to 30 Nov 2023)
  • Nicola Murton

    IRN NJM34303

    • [FCA CF] Significant management (10 Dec 2018 to 10 Jan 2025)
  • Nigel Joseph Douty Terry

    IRN NJT01115

    • CF1 Director (AR) (since 7 Aug 2020)
    • SMF16 Compliance Oversight (since 10 Dec 2018)
    • SMF4 Chief Risk (since 10 Dec 2018)
    • CF10 Compliance Oversight (4 Oct 2018 to 9 Dec 2018)
    • SIMF4 Chief Risk Function (19 Dec 2016 to 9 Dec 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.