Date authorised
10 February 2015
Companies House
08946569
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Minster Court
    London
    EC3R 7AA
    UNITED KINGDOM
    Phone
    +4403300589700
  • Complaints Contact

    GF Front Suite
    2 The Embankment
    Sovereign Street
    Leeds
    LS1 4BA
    UNITED KINGDOM
    Phone
    +4401137333988

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Barry Humphries

    IRN PXH00837

    • [FCA CF] Significant management (since 12 Feb 2026)
  • Paul Johnson

    IRN PXJ01543

    • CF1 Director (AR) (since 5 Dec 2025)
    • SMF3 Executive Director (4 May 2020 to 30 Sep 2024)
  • Roy John Clark

    IRN RXC00740

    • Director of firm who is not a certification employee or a SMF manager (since 1 May 2024)
  • Ryan Christopher Brown

    IRN RCB01098

    • Responsible for Insurance Distribution (13 Jul 2023 to 24 Oct 2024)
    • SMF1 Chief Executive (13 Jul 2023 to 24 Oct 2024)
    • SMF3 Executive Director (9 Dec 2019 to 8 Dec 2025)
    • CF1 Director (14 Mar 2016 to 8 Dec 2019)
  • Sarah Louise Lane

    IRN SLL01022

    • [FCA CF] Significant management (21 Apr 2023 to 22 Nov 2024)
    • [FCA CF] CASS oversight function (21 Apr 2023 to 22 Nov 2024)
  • Simon Harvey

    IRN SXH02346

    • CF1 Director (10 Feb 2015 to 7 Apr 2016)
  • Stuart Edward Morris

    IRN SXM01666

    • [FCA CF] Significant management (since 12 Feb 2026)
  • Stuart Michael Webb

    IRN SMW01164

    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2024)
  • Timothy John Chadwick

    IRN TJC01198

    • SMF3 Executive Director (9 Dec 2019 to 21 Oct 2024)
    • CF1 Director (25 Nov 2019 to 8 Dec 2019)
  • Timothy Tracy Brooke Thom

    IRN TTB01004

    • Director of firm who is not a certification employee or a SMF manager (20 Dec 2021 to 1 Apr 2024)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 20 Dec 2021)
    • CF2 Non Executive Director (9 Apr 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.